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- Tasks: Support compliance operations and ensure adherence to FCA regulations in a dynamic environment.
- Company: Leading alternative asset management firm based in London with a strong compliance focus.
- Benefits: Competitive salary, hybrid work model, and opportunities for professional growth.
- Why this job: Join a vital role in shaping compliance strategies and making a real impact in finance.
- Qualifications: Knowledge of FCA regulations and strong analytical skills are essential.
- Other info: Collaborative team culture with a focus on continuous learning and development.
The predicted salary is between 55000 - 80000 £ per year.
Support the maintenance and operation of the Firm’s compliance framework in line with the FCA requirements (including MiFID II, AIFMD, and FCA Handbook rules).
Assist with advising the business on regulatory obligations, policies and procedures, escalating issues where appropriate.
Undertake regulatory horizon scanning, producing written and verbal updates on relevant regulatory and enforcement actions, with an assessment of their impact on the Firm.
Support, implementation and execution of the annual Compliance Monitoring Programme.
Conduct compliance monitoring reviews, document findings and track remedial actions.
Assist with the ongoing monitoring of financial promotions.
Compliance Associate - Alternative Asset Management firm employer: Robert Half
Contact Detail:
Robert Half Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Associate - Alternative Asset Management firm
✨Tip Number 1
Network like a pro! Reach out to folks in the compliance and alternative asset management space. Attend industry events or webinars, and don’t be shy about sliding into DMs on LinkedIn. We all know that sometimes it’s not just what you know, but who you know!
✨Tip Number 2
Prepare for those interviews by brushing up on FCA regulations and compliance frameworks. We recommend creating a cheat sheet of key topics like MiFID II and AIFMD. This way, you’ll sound super knowledgeable and ready to tackle any questions thrown your way.
✨Tip Number 3
Showcase your skills with real-life examples! When discussing your experience, highlight specific instances where you’ve successfully navigated compliance challenges or improved processes. We want to see how you can add value to the firm!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who are proactive and engaged. Let’s get you that Compliance Associate role!
We think you need these skills to ace Compliance Associate - Alternative Asset Management firm
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Associate role. Highlight your experience with FCA regulations and compliance frameworks, as this will show us you understand what we're looking for.
Craft a Compelling Cover Letter: Your cover letter should tell us why you're passionate about compliance in alternative asset management. Share specific examples of how you've navigated regulatory challenges in the past to grab our attention.
Showcase Your Analytical Skills: In your application, emphasise your ability to conduct compliance monitoring reviews and your experience with regulatory horizon scanning. We want to see how you can assess impacts on the firm effectively.
Apply Through Our Website: We encourage you to apply directly through our website. This way, we can ensure your application gets the attention it deserves and you can easily keep track of your application status.
How to prepare for a job interview at Robert Half
✨Know Your Regulations
Make sure you brush up on the key regulations like MiFID II and AIFMD. Being able to discuss these in detail will show that you understand the compliance landscape and can navigate it effectively.
✨Prepare Real-Life Examples
Think of specific instances where you've dealt with compliance issues or regulatory challenges. Sharing these examples will demonstrate your practical experience and problem-solving skills, which are crucial for this role.
✨Stay Updated on Regulatory Changes
Keep an eye on recent regulatory updates and enforcement actions. Being able to discuss current events in the compliance world will not only impress your interviewers but also show your proactive approach to staying informed.
✨Ask Insightful Questions
Prepare thoughtful questions about the firm's compliance framework and how they handle regulatory changes. This shows your genuine interest in the role and helps you assess if the company is the right fit for you.