Compliance Monitoring Manager in City of London
Compliance Monitoring Manager

Compliance Monitoring Manager in City of London

City of London Full-Time 43200 - 72000 £ / year (est.) No home office possible
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RiskPod

At a Glance

  • Tasks: Lead compliance monitoring programmes and manage a dynamic team in a top-tier fiduciary business.
  • Company: Join a leading fiduciary firm with a strong reputation in compliance.
  • Benefits: Competitive salary, professional development, and a vibrant office environment in London.
  • Why this job: Make a real impact by ensuring compliance and governance across diverse jurisdictions.
  • Qualifications: Experience in compliance monitoring, strong analytical skills, and ideally ICA qualified.
  • Other info: Opportunity for career growth in a fast-paced, supportive team.

The predicted salary is between 43200 - 72000 £ per year.

New contract role - Compliance Monitoring Programme Lead

12-month contract

London (City), frequent office attendance required

Start date: TBC late Jan or early-Feb 2026

RiskPod are looking to place a Compliance Monitoring Manager (Project Leader) into one of our clients, a top tier fiduciary business. Details below, and must-haves listed here:

  • Stood up and led from start to finish compliance monitoring programmes, including people management
  • Offshore jurisdictional experience, particularly JFSC (Jersey), plus ideally some of Cayman, BVi, Bermuda, Luxembourg
  • Broad Compliance experience and knowledge of prudential and AML regulations
  • Able and willing to work in the office, London
  • Ideally ICA qualified or similar, and have worked in a large consultancy or fiduciary/corporate services/legal firm

As the leader of the CMP team, the CMP Manager is responsible for developing and implementing Compliance Monitoring Programmes (CMPs) across the group's entities. Supported by the Senior Analysts and Analysts, the Manager oversees the ongoing maintenance of the CMP testing schedule, ensures that testing is performed on time, and monitors the prompt resolution of any CMP findings.

The CMP Manager will specifically:

  • Implement a risk-based Compliance Monitoring Programme (CMP) by leveraging the results of various risk assessments conducted across the group, with a focus on key controls
  • Support the adoption of the CMP by the group's boards to ensure alignment and commitment at the governance level
  • Maintain the CMP standard operating procedures including the testing procedures to maintain quality and consistency
  • Ensure sufficient resources are available to carry out testing against the group controls framework
  • Issue findings and provide actionable recommendations based on test results
  • Present CMP findings and recommendations clearly to relevant business units
  • Deliver regular CMP updates to relevant boards to keep stakeholders informed
  • Manage and promptly resolve any escalations arising from CMP activities

The candidate must be capable of working independently with substantial amounts of information, organising and analysing data effectively, demonstrate attention to detail, possess excellent written communication skills, and be able to convey information professionally and succinctly. In addition, the candidate should be a proactive team player. Experience in policy drafting would be ideal.

Compliance Monitoring Manager in City of London employer: RiskPod

As a leading fiduciary business located in the heart of London, we pride ourselves on fostering a dynamic work culture that values compliance excellence and professional growth. Our employees benefit from a collaborative environment where they can develop their skills through hands-on experience in compliance monitoring, while also enjoying competitive remuneration and a commitment to work-life balance. Join us to be part of a team that not only prioritises compliance but also invests in your career advancement and personal development.
RiskPod

Contact Detail:

RiskPod Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Monitoring Manager in City of London

✨Tip Number 1

Network like a pro! Reach out to your connections in the compliance field and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.

✨Tip Number 2

Prepare for interviews by brushing up on your knowledge of compliance monitoring programmes. Be ready to discuss your past experiences leading such initiatives, especially in offshore jurisdictions like Jersey or Cayman.

✨Tip Number 3

Showcase your leadership skills! When chatting with potential employers, highlight how you've managed teams and implemented successful compliance strategies. They want to see that you can lead from the front.

✨Tip Number 4

Don’t forget to apply through our website! We’ve got loads of exciting roles waiting for you, and applying directly can give you a better chance of standing out. Let’s get you that Compliance Monitoring Manager position!

We think you need these skills to ace Compliance Monitoring Manager in City of London

Compliance Monitoring Programme Development
People Management
Offshore Jurisdictional Experience
Knowledge of Prudential Regulations
Knowledge of AML Regulations
ICA Qualification or Similar
Risk Assessment Implementation
Standard Operating Procedures Maintenance
Data Organisation and Analysis
Attention to Detail
Written Communication Skills
Stakeholder Engagement
Policy Drafting
Proactive Team Player

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the Compliance Monitoring Manager role. Highlight your experience with compliance monitoring programmes and any offshore jurisdictional expertise you have. We want to see how your background aligns with what we're looking for!

Showcase Your Skills: In your cover letter, emphasise your broad compliance experience and knowledge of prudential and AML regulations. We love seeing candidates who can clearly articulate their skills and how they can contribute to our team.

Be Clear and Concise: When writing your application, keep it clear and concise. We appreciate well-structured applications that get straight to the point. Remember, attention to detail is key, so proofread your work before hitting send!

Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. We can’t wait to see what you bring to the table!

How to prepare for a job interview at RiskPod

✨Know Your Compliance Stuff

Make sure you brush up on your knowledge of compliance monitoring programmes, especially in offshore jurisdictions like Jersey and the Cayman Islands. Be ready to discuss specific regulations, such as AML and prudential standards, and how you've applied them in past roles.

✨Showcase Your Leadership Skills

As a Compliance Monitoring Manager, you'll be leading a team. Prepare examples of how you've successfully managed teams in the past, particularly in implementing compliance programmes. Highlight your ability to motivate others and resolve conflicts effectively.

✨Be Data Savvy

Since the role involves analysing substantial amounts of information, demonstrate your analytical skills during the interview. Bring examples of how you've organised and interpreted data to make informed decisions or recommendations in previous positions.

✨Communicate Clearly and Professionally

You'll need to present findings and recommendations to various stakeholders. Practice articulating complex compliance issues in a clear and concise manner. Consider preparing a mock presentation to showcase your communication skills and ensure you're comfortable conveying information succinctly.

Compliance Monitoring Manager in City of London
RiskPod
Location: City of London
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