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For Companies At a Glance
- Tasks: Join our Risk and Compliance team to manage distributor oversight and ensure compliance.
- Company: Be part of a dynamic organization focused on compliance and risk management.
- Benefits: Enjoy remote work flexibility with occasional travel to Bulgaria and a competitive salary.
- Why this job: Make a real impact in compliance while collaborating with diverse teams and enhancing your skills.
- Qualifications: 3+ years in financial crime and compliance, strong analytical skills, and excellent communication.
- Other info: Opportunity for professional growth in a supportive and proactive environment.
The predicted salary is between 50000 - 55000 £ per year.
Compliance Officer
London (Remote working with occasional travel to Bulgaria )
Salary- £50,000-£55,000
Role Overview
We are seeking a passionate and detail-oriented Compliance Officer to join our clients dynamic Risk and Compliance team. This role offers an exciting opportunity to play a critical part in managing distributor oversight, third-party activities, and ensuring robust compliance across our organization.
Key Responsibilities
Distributor Management
- Maintain and enhance distributor onboarding standards
- Support first-line teams in collecting and analyzing distributor documentation
- Provide provisional sign-off for potential new distributors
- Conduct comprehensive monitoring and oversight of distributor portfolio
Compliance Oversight
- Develop and distribute detailed monitoring reports
- Collaborate directly with distributors and account managers
- Provide pragmatic, risk-mitigating compliance advice
- Offer expert guidance on compliance matters including onboarding, financial promotions, fraud, and consumer duty
Regulatory Reporting & Compliance
- Own the RegData reporting process
- Ensure timely and accurate regulatory submissions
- Scope compliance impacts for new and existing outsourced providers
- Conduct compliance training for outsourced providers
- Review outsourced activities for regulatory adherence
Financial Crime & Consumer Protection
- File Suspicious Activity Reports (SARs) with the National Crime Agency
- Manage CIFAS application and onboarding
- Conduct consumer duty analyses for new partners
- Review customer outcome data
- Proactively identify and escalate potential areas of customer harm
Required Skills & Experience
- Minimum 3 years of experience in financial crime and compliance
- Preferred experience with distributor oversight
- Strong analytical and problem-solving skills
- Excellent communication and interpersonal abilities
- Ability to work independently while maintaining strong team collaboration
- Assertive and proactive approach to compliance management
- Highly organized with meticulous attention to detail
- Comprehensive understanding of current and emerging regulatory requirements
Compliance Analyst employer: rise2recruit
Contact Detail:
rise2recruit Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst
✨Tip Number 1
Familiarize yourself with the latest regulatory requirements and compliance standards relevant to the financial sector. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly changing environment.
✨Tip Number 2
Network with professionals in the compliance field, especially those who have experience with distributor oversight. Engaging in conversations can provide valuable insights and potentially lead to referrals or recommendations.
✨Tip Number 3
Prepare to discuss specific examples from your past experience where you successfully managed compliance issues or improved processes. Highlighting your analytical skills and problem-solving abilities will set you apart from other candidates.
✨Tip Number 4
Showcase your communication skills by practicing how you would explain complex compliance concepts to non-compliance colleagues. Being able to convey information clearly is crucial for collaboration within teams.
We think you need these skills to ace Compliance Analyst
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in financial crime and compliance, especially any work related to distributor oversight. Use specific examples that demonstrate your analytical skills and attention to detail.
Craft a Strong Cover Letter: In your cover letter, express your passion for compliance and detail how your previous experiences align with the responsibilities outlined in the job description. Mention your proactive approach and ability to work independently while collaborating with teams.
Highlight Relevant Skills: Emphasize your strong analytical and problem-solving skills in your application. Provide examples of how you've successfully navigated compliance challenges in the past, particularly in relation to regulatory reporting and financial crime.
Showcase Communication Abilities: Since excellent communication is key for this role, include instances where you effectively collaborated with stakeholders or provided compliance advice. This will demonstrate your interpersonal skills and ability to convey complex information clearly.
How to prepare for a job interview at rise2recruit
✨Show Your Passion for Compliance
Make sure to express your enthusiasm for compliance and risk management during the interview. Share specific examples of how you've contributed to compliance efforts in previous roles, highlighting your attention to detail and proactive approach.
✨Demonstrate Analytical Skills
Prepare to discuss your analytical skills by providing examples of how you've tackled complex compliance issues. Be ready to explain your thought process and the steps you took to resolve problems, especially in relation to distributor oversight and regulatory reporting.
✨Highlight Communication Abilities
Since the role involves collaboration with distributors and account managers, emphasize your communication skills. Share instances where you've successfully conveyed compliance advice or conducted training sessions, showcasing your ability to simplify complex information.
✨Understand Regulatory Requirements
Familiarize yourself with current and emerging regulatory requirements relevant to the role. Be prepared to discuss how you stay updated on these changes and how you've applied this knowledge in your previous positions to ensure compliance.
