At a Glance
- Tasks: Provide top-notch financial advice and manage client relationships with care.
- Company: Join a growing wealth management practice focused on client success.
- Benefits: Competitive salary plus commission, with opportunities for professional growth.
- Other info: Work in a supportive environment with a focus on compliance and client satisfaction.
- Why this job: Make a real difference in clients' financial lives while building lasting relationships.
- Qualifications: Level 4 Diploma in Regulated Financial Planning and strong communication skills required.
The predicted salary is between 45000 - 45000 £ per year.
£45,000 + 20% Commission on New Business Identified
About the Role
We are seeking an experienced Financial Adviser to join an established and growing wealth management practice on a client servicing basis. This role is focused on providing high-quality ongoing financial advice, reviews and relationship management to an existing portfolio of clients. The successful candidate will ensure clients receive personalised, compliant and proactive financial guidance aligned with their goals. In addition, this role carries a responsibility to identify opportunities to grow funds under management from both existing and new clients.
Key Responsibilities
- Client Relationship Management: Act as the main point of contact for an assigned client bank. Conduct annual and interim review meetings to assess changing needs, circumstances and financial goals. Strengthen long-term relationships by delivering exceptional service, clarity and consistent communication. Address client queries efficiently, providing reassurance and guidance where required.
- Financial Planning and Advice: Review existing financial plans and recommend suitable adjustments where necessary. Actively identify opportunities to increase FUM from both existing and new clients. Provide holistic financial advice across areas including investments, retirement planning, protection and tax‑efficient strategies (within scope and qualification). Produce financial recommendations supported by compliant documentation, working closely with paraplanning and administration teams. Ensure suitability reports and advice meet regulatory and internal standards. Monitor client portfolios, performance and risk alignment. Proactively identify opportunities for rebalancing, consolidation or strategic adjustments. Update clients on market developments where relevant and appropriate.
- Compliance and Record Keeping: Maintain accurate, up‑to‑date client records in line with FCA requirements. Follow all internal compliance processes, completing fact finds, risk assessments and documentation thoroughly. Ensure all advice given adheres to regulatory and professional standards. Work closely with advisers and the operations team to deliver a seamless client experience. Delegate administrative tasks where appropriate while overseeing client outcomes. Contribute to internal best practice initiatives and continuous improvement.
Skills and Experience Required
- Level 4 Diploma in Regulated Financial Planning (or actively working towards).
- Chartered status or working towards — desirable.
- Experience in delivering financial advice or detailed client reviews.
- Strong communication and relationship‑building skills.
- High attention to detail and a solid understanding of compliance requirements.
- Ability to present complex information clearly and simply.
- Client‑centric mindset with a professional, trustworthy approach.
Personal Attributes
- Empathetic, proactive and able to build trust with clients easily.
- Ability to develop strong, long‑standing client relationships.
- Enjoys analysing financial plans and helping clients feel informed and secure.
- Handles responsibility with integrity and professionalism.
Location: In‑person, South Staffordshire
Financial Adviser – Client Servicing in Pattingham employer: RGH-Global | People Services
Join a dynamic wealth management practice in South Staffordshire, where we prioritise employee development and foster a collaborative work culture. As a Financial Adviser, you'll benefit from competitive compensation, including a generous commission structure, while enjoying opportunities for professional growth and the chance to make a meaningful impact on clients' financial well-being. Our commitment to exceptional service and compliance ensures that you can thrive in a supportive environment dedicated to your success.
Contact Details:
RGH-Global | People Services Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Financial Adviser – Client Servicing in Pattingham
✨Tip Number 1
Network like a pro! Get out there and connect with people in the financial industry. Attend events, join online forums, or even reach out to former colleagues. You never know who might have a lead on your next opportunity!
✨Tip Number 2
Practice your pitch! When you get the chance to meet potential employers or clients, make sure you can clearly explain who you are and what you bring to the table. Keep it concise and engaging – you want them to remember you!
✨Tip Number 3
Follow up after meetings! Whether it's a casual chat or a formal interview, send a quick thank-you note. It shows you're professional and keeps you fresh in their minds. Plus, it’s a great way to reiterate your interest in the role.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of opportunities waiting for you. Make sure your application stands out by tailoring it to the specific role and showcasing how you can help us grow our client relationships.
We think you need these skills to ace Financial Adviser – Client Servicing in Pattingham
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experience mentioned in the job description. Highlight your client relationship management and financial planning expertise to show us you’re the right fit for our team.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to tell us why you’re passionate about financial advising and how you can contribute to our client servicing goals. Keep it personal and engaging!
Showcase Your Compliance Knowledge:Since compliance is key in this role, make sure to mention any relevant experience or qualifications you have. We want to see that you understand the importance of adhering to regulatory standards.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from our team!
How to prepare for a job interview at RGH-Global | People Services
✨Know Your Clients
Before the interview, research the company’s client base and their typical financial needs. Be prepared to discuss how you would approach relationship management and provide tailored advice to different clients. This shows that you understand the importance of client-centric service.
✨Showcase Your Compliance Knowledge
Familiarise yourself with FCA regulations and compliance processes relevant to financial advising. During the interview, highlight your understanding of these requirements and how you ensure that your advice meets both regulatory and internal standards. This will demonstrate your professionalism and attention to detail.
✨Prepare for Scenario Questions
Expect questions that assess your problem-solving skills in real-life scenarios. Think of examples where you've successfully managed client relationships or identified opportunities for growth. Use the STAR method (Situation, Task, Action, Result) to structure your responses clearly.
✨Communicate Clearly and Confidently
As a Financial Adviser, clear communication is key. Practice explaining complex financial concepts in simple terms. During the interview, focus on being articulate and confident, as this will reflect your ability to build trust and rapport with clients.
