Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Support Investment Managers in delivering top-notch portfolio management and client service.
- Company: Established wealth management firm with a focus on integrity and professionalism.
- Benefits: Hybrid working, competitive salary, and opportunities for professional development.
- Why this job: Join a dynamic team and make a real difference in client investment journeys.
- Qualifications: Strong knowledge of Microsoft Office and familiarity with market data systems.
- Other info: Great opportunity for career growth and to develop your skills in finance.
The predicted salary is between 36000 - 60000 £ per year.
An established discretionary wealth management firm is seeking an Assistant Investment Manager (Client Dealing) to support Investment Managers in delivering high-quality portfolio management and client service. This role provides comprehensive investment and administrative support, ensuring efficient portfolio oversight, accurate client reporting, and adherence to regulatory and internal governance standards. The successful candidate will act with integrity and professionalism at all times, prioritising positive client outcomes and regulatory compliance.
Client & Investment Support
- Work closely with an Investment Manager to support the development and maintenance of client relationships, delivering excellent service and adapting appropriately for vulnerable clients.
- Prepare portfolio reports, performance data and supporting materials for client meetings and presentations.
- Assist with reviewing tolerance and exception reports, highlighting discrepancies for Investment Manager review and supporting follow-up actions.
- Ensure client valuations and tax documentation are accurate, complete and issued in accordance with regulatory standards.
- Provide administrative support for account opening, client onboarding (including CDD/KYC), stock transfers and day-to-day portfolio administration.
- Assist in resolving client queries or complaints, escalating to Compliance where required.
- Place trades based on instructions from Investment Managers, ensuring accurate execution and booking within the relevant systems.
- Accept and process client execution-only orders for non-complex instruments in line with documented procedures and regulatory requirements.
- Following certification, undertake investment research under the direction of the Investment Manager and within firm guidelines.
- Liaise, at the direction of the Investment Manager, with financial planners, intermediaries and product providers regarding client investments and tax matters.
- Complete and record appropriate Continuing Professional Development (CPD).
- Support wider team projects and assist in the development of junior colleagues where required.
- Provide broader front-office support as needed.
Qualifications
- RQF Level 3 (CISI) qualification – desirable.
- CISI Investment Advice Diploma within an agreed timeframe (minimum requirement for Certification).
- Strong working knowledge of Microsoft Word, Excel and PowerPoint.
- Familiarity with market data systems such as Bloomberg, FactSet, Fidessa or equivalent.
- Understanding of internal procedures and regulatory frameworks relevant to client dealing.
Regulatory & Conduct Awareness
- Sound understanding of FCA regulatory requirements applicable to client dealing roles.
- Maintains high standards of market conduct and regulatory cooperation.
Associate Investment Consultant in Blackpool employer: RGH-Global | People Services
Contact Detail:
RGH-Global | People Services Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Associate Investment Consultant in Blackpool
✨Tip Number 1
Network like a pro! Reach out to professionals in the investment management field on LinkedIn or at industry events. We can’t stress enough how personal connections can lead to job opportunities that aren’t even advertised.
✨Tip Number 2
Prepare for interviews by researching the company and its values. We recommend practising common interview questions and tailoring your answers to highlight your skills in client service and portfolio management. Show them you’re the perfect fit!
✨Tip Number 3
Follow up after interviews! A quick thank-you email can go a long way in leaving a positive impression. We suggest mentioning something specific from the interview to remind them of your conversation.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of resources to help you land that Associate Investment Consultant role. Plus, it shows you’re genuinely interested in joining our team.
We think you need these skills to ace Associate Investment Consultant in Blackpool
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Associate Investment Consultant role. Highlight relevant experience and skills that match the job description, like your knowledge of regulatory frameworks and client service. We want to see how you can bring value to our team!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about investment management and how your background aligns with our values at StudySmarter. Keep it concise but impactful – we love a good story!
Showcase Your Skills: Don’t forget to showcase your technical skills, especially with Microsoft Office and any market data systems you’re familiar with. If you’ve got experience with portfolio management or client dealing, let us know! We’re keen on candidates who can hit the ground running.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep everything organised and ensures your application gets the attention it deserves. Plus, it’s super easy – just a few clicks and you’re done!
How to prepare for a job interview at RGH-Global | People Services
✨Know Your Stuff
Make sure you brush up on your knowledge of investment management and the specific regulatory frameworks relevant to client dealing. Familiarise yourself with common market data systems like Bloomberg or FactSet, as well as the FCA requirements. This will show that you're not just interested in the role but also understand the industry.
✨Showcase Your Client Skills
Since this role involves a lot of client interaction, be prepared to discuss how you've successfully managed client relationships in the past. Think of examples where you adapted your approach for different clients, especially vulnerable ones. This will demonstrate your ability to prioritise positive client outcomes.
✨Prepare for Technical Questions
Expect questions about portfolio management and client reporting. Be ready to explain how you would prepare performance data and handle discrepancies in reports. Practising these scenarios can help you articulate your thought process clearly during the interview.
✨Ask Insightful Questions
At the end of the interview, don’t forget to ask questions! Inquire about the team dynamics, ongoing projects, or how they support junior colleagues. This shows your enthusiasm for the role and helps you gauge if the company culture aligns with your values.