Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Deliver FCA-regulated financial planning and build long-term client relationships.
- Company: Respected UK wealth management firm with a client-centric approach.
- Benefits: Highly competitive earnings, structured bonuses, and comprehensive support package.
- Why this job: Enjoy the freedom of self-employment while receiving operational backing and financial support.
- Qualifications: CAS Status and experience in delivering regulated financial advice required.
- Other info: Unique succession structure for long-term security and client bank value maximisation.
The predicted salary is between 36000 - 60000 ÂŁ per year.
A respected UK wealth management firm is seeking an experienced CAS‑Status Financial Adviser with strong capability in Long‑Term Care (LTC) planning. The business has an established reputation for ethical, client‑centric financial planning, supporting clients across investments, retirement, pensions, protection, and wider holistic advice needs.
This opportunity is ideal for advisers who want the freedom and earning potential of self‑employment, whilst benefiting from a high‑support, high‑reputation environment — including a cash‑flow support system and full operational backing.
Key Responsibilities- Deliver FCA‑regulated financial planning across pensions, retirement, investments, protection, and later‑life planning.
- Conduct full fact‑finds, suitability assessments, and prepare compliant reports.
- Provide specialist guidance in Long‑Term Care advice.
- Build long‑term client relationships focused on clarity, trust, and high‑quality service.
- Maintain full FCA compliance and accurate client records.
- CAS Status (Competent Adviser Status) – essential.
- Previous experience delivering regulated financial advice.
- CF8 or equivalent LTC qualification/experience.
- Strong technical knowledge in pensions, investments, and later‑life planning.
- Ability to work independently within a supportive, collaborative environment.
The firm offers one of the most comprehensive self‑employed support packages in the market, including:
Financial & Operational Support- Schedule D / Self‑Employed HMRC tax basis
- Monthly financial support for up to 6 months
- All paraplanning costs covered
- All Professional Indemnity (PI) insurance costs covered
- All system and technology costs covered
- No administration costs
- No FCA or FSCS levy payments required
- Full use of the firms office facilities
- Open access to all UK network locations for meetings and client hosting
- Stationery and business cards provided at no cost
- 70% split on all new initial business generated
- 70% split on all new ongoing advice fees generated
- 50% split on business written from existing or referred clients
The firm offers a unique long‑term succession structure: A junior adviser will work closely with the incoming adviser. Objective: to create a 3–5 year client‑bank purchase option, ideal for advisers anticipating an eventual exit or partial retirement. Particularly suited to Directly Authorised IFAs considering a structured, planned succession route. This has already delivered strong outcomes for advisers seeking long‑term security while maximising the value of their client bank.
Self Employed Financial Advisor employer: RGH-Global Limited
Contact Detail:
RGH-Global Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Self Employed Financial Advisor
✨Network Like a Pro
Get out there and meet people! Attend industry events, join local financial planning groups, and connect with other advisers. Building relationships can lead to referrals and new clients, so don’t be shy about putting yourself out there.
✨Showcase Your Expertise
Create content that highlights your knowledge in Long-Term Care and other financial areas. Whether it’s blog posts, videos, or social media updates, sharing valuable insights can position you as a go-to expert and attract potential clients.
✨Leverage Our Platform
Don’t forget to check out our website for job opportunities! Applying through us not only gives you access to exclusive roles but also connects you with a supportive community of like-minded professionals.
✨Follow Up Like a Boss
After meeting potential clients or contacts, always follow up! A simple email or message can keep you top of mind and show that you’re genuinely interested in helping them with their financial needs.
We think you need these skills to ace Self Employed Financial Advisor
Some tips for your application 🫡
Show Off Your Experience: Make sure to highlight your previous experience in delivering regulated financial advice. We want to see how your background aligns with the role, especially in Long-Term Care planning. Don’t be shy—this is your chance to shine!
Tailor Your Application: Take a moment to customise your application for this specific role. Use keywords from the job description and demonstrate how your skills match what we’re looking for. It shows us you’re genuinely interested and have done your homework!
Be Clear and Concise: When writing your application, keep it clear and to the point. We appreciate well-structured applications that are easy to read. Avoid jargon unless it’s relevant, and make sure your passion for client-centric financial planning comes through!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way to ensure your application gets to us quickly and efficiently. Plus, you’ll find all the info you need about the role and our company there!
How to prepare for a job interview at RGH-Global Limited
✨Know Your Stuff
Make sure you brush up on your knowledge of Long-Term Care planning and the FCA regulations. Being able to discuss these topics confidently will show that you're not just familiar with the basics, but that you truly understand the intricacies of financial advising.
✨Showcase Your Client-Centric Approach
Prepare examples of how you've built long-term relationships with clients in the past. Highlight your ability to provide tailored advice and maintain trust, as this aligns perfectly with the firm's ethical, client-focused ethos.
✨Be Ready for Scenario Questions
Expect to face scenario-based questions during the interview. Think about how you would handle various client situations, especially those related to pensions and investments. This will demonstrate your problem-solving skills and your ability to think on your feet.
✨Ask Insightful Questions
Prepare thoughtful questions about the firm's support package and operational backing. This shows that you're genuinely interested in how they can help you succeed as a self-employed adviser and that you’re serious about making a long-term commitment.
