At a Glance
- Tasks: Lead compliance for Wealth & Trading, ensuring regulatory standards are met.
- Company: Join Revolut, a fast-growing fintech with over 60 million customers worldwide.
- Benefits: Enjoy remote work options, a vibrant culture, and a focus on employee well-being.
- Other info: Diversity is key; we welcome applicants from all backgrounds.
- Why this job: Shape the future of finance in a dynamic, innovative environment.
- Qualifications: Experience in compliance within banking or investment, knowledge of trading regulations required.
The predicted salary is between 43200 - 72000 £ per year.
Regulatory Compliance Manager (Wealth & Trading)
Remote: UK
About Revolut
People deserve more from their money. More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that. Our powerhouse of products — including spending, saving, investing, exchanging, travelling, and more — help our 75+ million customers get more from their money every day.
About the role
Our Compliance team blends regulatory expertise with data-driven thinking to make sure our products meet legal and policy requirements and deliver real value to customers. In a fast-moving, digital environment, they stay one step ahead by finding smart, scalable ways to manage conduct risk.
We’re looking for a Regulatory Compliance Manager to oversee regulatory frameworks around wealth and trading features. You’ll keep our consumer protection practice in compliance while providing oversight on regulatory obligations and related controls.
What you’ll be doing
- Providing oversight on compliance obligations for W&T products and related controls for operations across the business
- Ensuring high-quality regulatory mapping
- Challenging, assessing, and implementing policies from scratch
- Reviewing 1LoD compliance approvals for W&T products, and providing appropriate feedback
- Implementing a robust, company-wide training and competency program for W&T
- Providing 2LoD oversight on W&T complaints, diving into root-cause analysis to drive better customer outcomes
- Overseeing horizon scanning for relevant geographies
What you’ll need
- 7+ years of experience in a regulatory compliance role within a consultancy, compliance function, or regulator with expertise in W&T related obligations (MiFID, EMIR, PROD)
- A university degree in STEM, business, or finance
- Knowledge of how to conduct regulatory gap analysis
- Familiarity with policy creation and implementation
- A solid understanding of the interplay between compliance risk and business risk
- The ability to work well under pressure, manage multiple projects at once, and meet tight deadlines
- The ability to communicate positively with members of various internal teams and regulators
- Excellent analytical, communication, and interpersonal skills
- Fluency in English
Diversity and Inclusion
Building a global financial super app isn’t enough. Our Revoluters are a priority, and that’s why in 2021 we launched our inaugural D&I Framework, designed to help us thrive and grow everyday. We’re not just doing this because it’s the right thing to do. We’re doing it because we know that seeking out diverse talent and creating an inclusive workplace is the way to create exceptional, innovative products and services for our customers. That’s why we encourage applications from people with diverse backgrounds and experiences to join this multicultural, hard‑working team.
Get what you need to succeed
- Financial benefits that show we value your work
- Flexibility to work from home, the office, or abroad
- A Revolut Metal subscription loaded with perks
- Exciting events year-round so you can get to know your team
Regulatory Compliance Manager (Wealth & Trading) employer: Revolut Ltd
Revolut is an exceptional employer that prioritises its people and culture, having been certified as a Great Place to Work. With a commitment to employee growth and a diverse, inclusive environment, we offer unique opportunities for professional development in the fast-paced financial technology sector. Join us in shaping the future of finance while enjoying a supportive workplace that values innovation and collaboration.
StudySmarter Expert Advice🤫
We think this is how you could land Regulatory Compliance Manager (Wealth & Trading)
✨Tip Number 1
Familiarise yourself with the latest updates on MiFID II and EMIR regulations. Being well-versed in these areas will not only boost your confidence during interviews but also demonstrate your commitment to staying current in the field.
✨Tip Number 2
Network with professionals in the compliance sector, especially those who have experience in wealth and trading. Engaging in discussions or attending relevant webinars can provide insights into the role and may even lead to referrals.
✨Tip Number 3
Prepare to discuss real-world scenarios where you successfully managed compliance risks or implemented regulatory frameworks. Having concrete examples ready will showcase your hands-on experience and problem-solving skills.
✨Tip Number 4
Research Revolut's company culture and values thoroughly. Understanding their mission and how they approach compliance will help you tailor your conversations and show that you're a great fit for their team.
We think you need these skills to ace Regulatory Compliance Manager (Wealth & Trading)
Some tips for your application 🫡
Understand the Role:Before applying, make sure you fully understand the responsibilities and requirements of the Regulatory Compliance Manager position. Familiarise yourself with key regulations like MiFID II and EMIR, as well as the specific compliance challenges faced by investment firms.
Tailor Your CV:Customise your CV to highlight relevant experience in compliance roles, particularly within banks or investment firms. Emphasise your knowledge of trading regulations and any hands-on experience you have with compliance risk management.
Craft a Compelling Cover Letter:Write a cover letter that showcases your passion for compliance and your understanding of the regulatory landscape. Mention specific examples of how you've successfully navigated compliance challenges in previous roles, and express your enthusiasm for contributing to Revolut's mission.
Proofread Your Application:Before submitting your application, carefully proofread all documents for spelling and grammatical errors. A polished application reflects your attention to detail, which is crucial in a compliance role.
How to prepare for a job interview at Revolut Ltd
✨Know Your Regulations
Familiarise yourself with key regulations such as MiFID II, EMIR, and MAR. Be prepared to discuss how these regulations impact the business model and customer outcomes, as this role requires a solid understanding of trading regulations.
✨Demonstrate Problem-Solving Skills
Prepare examples of how you've identified compliance risks and implemented solutions in previous roles. This hands-on position demands a proactive approach to compliance management, so showcasing your problem-solving abilities will be crucial.
✨Showcase Your Communication Skills
As you'll be liaising with regulatory bodies and advising the business, effective communication is key. Practice articulating complex regulatory concepts clearly and concisely, as well as how you would convey compliance requirements to non-experts.
✨Highlight Your Project Management Experience
This role involves managing multiple projects under tight deadlines. Be ready to discuss your experience in project management, including how you prioritise tasks and ensure compliance across various initiatives.
