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For Companies At a Glance
- Tasks: Lead compliance for Wealth & Trading, ensuring regulatory standards are met.
- Company: Join Revolut, a fast-growing fintech with over 60 million customers worldwide.
- Benefits: Enjoy remote work options, a vibrant culture, and a focus on employee well-being.
- Why this job: Shape the future of finance in a dynamic, innovative environment.
- Qualifications: Experience in compliance within banking or investment, knowledge of trading regulations required.
- Other info: Diversity is key; we welcome applicants from all backgrounds.
The predicted salary is between 43200 - 72000 £ per year.
About Revolut People deserve more from their money. More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that. Our powerhouse of products – including spending, saving, investing, exchanging, travelling, and more – help our 65+ million customers get more from their money every day. As we continue our lightning-fast growth, 2 things are essential to our success: our people and our culture. In recognition of our outstanding employee experience, we\’ve been certified as a Great Place to Work™. So far, we have 10,000+ people working around the world, from our offices and remotely, to help us achieve our mission. And we\’re looking for more brilliant people. People who love building great products, redefining success, and turning the complexity of a chaotic world into the simplicity of a beautiful solution. About the role Our Compliance team blends regulatory expertise with data-driven thinking to make sure our products meet legal and policy requirements and deliver real value to customers. In a fast-moving, digital environment, they stay one step ahead by finding smart, scalable ways to manage conduct risk. We\’re looking for an experienced Regulatory Compliance Manager to safeguard our operations and ensure compliance in a rapidly evolving regulatory landscape. You\’ll provide 2LoD compliance advisory oversight for a high-growth trading entity to ensure we meet our regulatory requirements and deliver good customer outcomes. Up to shape what\’s next in finance? Let\’s get in touch. What you\’ll be doing Advising a complex and global investment firm on a wide remit of specialisations, including SMCR, third party risk management, and remuneration Providing 2LoD oversight and reviews of policies, procedures, and standardised risk controls Reporting management information to internal compliance committees, as appropriate Delivering the training programme to enhance and embed UK regulatory regime across the entity What you\’ll need 3+ years of experience in compliance advisory with demonstrable experience in the FCA Handbook Experience in a UK-regulated bank or investment firm Experience building and maintaining policies and procedures for a UK bank or UK investment firm A solid understanding of the interplay between compliance risk and business risk A solution-oriented mindset that facilitates solving complex regulatory problems which deliver good customer outcomes The ability to communicate positively with members of various internal teams and regulators Exceptional analytical, communication, and interpersonal skills The ability to provide clear, concise, and timely advice when dealing with ambiguity Building a global financial super app isn\’t enough. Our Revoluters are a priority, and that\’s why in 2021 we launched our inaugural D
Regulatory Compliance Manager (Wealth & Trading) employer: Revolut Ltd
Contact Detail:
Revolut Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Compliance Manager (Wealth & Trading)
✨Tip Number 1
Familiarise yourself with the latest updates on MiFID II and EMIR regulations. Being well-versed in these areas will not only boost your confidence during interviews but also demonstrate your commitment to staying current in the field.
✨Tip Number 2
Network with professionals in the compliance sector, especially those who have experience in wealth and trading. Engaging in discussions or attending relevant webinars can provide insights into the role and may even lead to referrals.
✨Tip Number 3
Prepare to discuss real-world scenarios where you successfully managed compliance risks or implemented regulatory frameworks. Having concrete examples ready will showcase your hands-on experience and problem-solving skills.
✨Tip Number 4
Research Revolut's company culture and values thoroughly. Understanding their mission and how they approach compliance will help you tailor your conversations and show that you're a great fit for their team.
We think you need these skills to ace Regulatory Compliance Manager (Wealth & Trading)
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Regulatory Compliance Manager position. Familiarise yourself with key regulations like MiFID II and EMIR, as well as the specific compliance challenges faced by investment firms.
Tailor Your CV: Customise your CV to highlight relevant experience in compliance roles, particularly within banks or investment firms. Emphasise your knowledge of trading regulations and any hands-on experience you have with compliance risk management.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for compliance and your understanding of the regulatory landscape. Mention specific examples of how you've successfully navigated compliance challenges in previous roles, and express your enthusiasm for contributing to Revolut's mission.
Proofread Your Application: Before submitting your application, carefully proofread all documents for spelling and grammatical errors. A polished application reflects your attention to detail, which is crucial in a compliance role.
How to prepare for a job interview at Revolut Ltd
✨Know Your Regulations
Familiarise yourself with key regulations such as MiFID II, EMIR, and MAR. Be prepared to discuss how these regulations impact the business model and customer outcomes, as this role requires a solid understanding of trading regulations.
✨Demonstrate Problem-Solving Skills
Prepare examples of how you've identified compliance risks and implemented solutions in previous roles. This hands-on position demands a proactive approach to compliance management, so showcasing your problem-solving abilities will be crucial.
✨Showcase Your Communication Skills
As you'll be liaising with regulatory bodies and advising the business, effective communication is key. Practice articulating complex regulatory concepts clearly and concisely, as well as how you would convey compliance requirements to non-experts.
✨Highlight Your Project Management Experience
This role involves managing multiple projects under tight deadlines. Be ready to discuss your experience in project management, including how you prioritise tasks and ensure compliance across various initiatives.
