Business Compliance Manager (Wealth & Trading) in London

Business Compliance Manager (Wealth & Trading) in London

London Full-Time 63000 - 77000 £ / year (est.) Hybrid
Revolut Ltd

At a Glance

  • Tasks: Oversee compliance risks in investing and trading products while ensuring regulatory adherence.
  • Company: Join Revolut, a fast-growing fintech revolutionising how people manage their money.
  • Benefits: Competitive salary, flexible working options, and a vibrant company culture.
  • Other info: Dynamic work environment with opportunities for professional growth and development.
  • Why this job: Be part of a mission-driven team that values innovation and customer empowerment.
  • Qualifications: Experience in compliance or trading oversight with strong analytical skills.

The predicted salary is between 63000 - 77000 £ per year.

People deserve more from their money.

More visibility, more control, and more freedom.

Since 2015, Revolut has been on a mission to deliver just that.

Our powerhouse of products — including spending, saving, investing, exchanging, travelling, and more — help our 80+ million customers get more from their money every day.

As we continue our lightning-fast growth, 2 things are essential to our success: our people and our culture.

In recognition of our outstanding employee experience, we've been certified as a Great Place to Work™.

So far, we have 13,000+ people working around the world, from our offices and remotely, to help us achieve our mission.

And we're looking for more brilliant people.

People who love building great products, redefining success, and turning the complexity of a chaotic world into the simplicity of a beautiful solution.

About the role

Our Compliance team blends regulatory expertise with data-driven thinking to make sure our products meet legal and policy requirements and deliver real value to customers.

In a fast-moving, digital environment, they stay one step ahead by finding smart, scalable ways to manage conduct risk.

We’re looking for a Business Compliance Manager to advise, challenge, and oversee compliance risks across our investing and trading products, enabling innovation while meeting global regulatory expectations.

  • What you’ll be doing
  • Reviewing new investment/trading product launches and changes for regulatory compliance
  • Designing and enhancing controls across trading, brokerage, and wealth operations
  • Conducting deep-dive reviews on market conduct, suitability, appropriateness, disclosures, etc.
  • Supporting regulatory examinations, audits, and governance processes
  • Working closely with Trading, Product, Legal, and Risk stakeholders
  • Monitoring regulatory developments in investments, securities, and crypto
  • What you’ll need
  • Experience in compliance, market conduct, brokerage, or trading oversight
  • Knowledge of investment products, trading platforms, and related regulations
  • The ability to challenge and guide Product teams with clarity and pragmatism
  • Exceptional analytical and communication skills

Business Compliance Manager (Wealth & Trading) in London employer: Revolut Ltd

Revolut Ltd. is an exceptional employer that fosters a dynamic and innovative work culture, perfect for those passionate about shaping the future of finance. With a strong focus on employee growth, you will have access to continuous learning opportunities and the chance to collaborate with top-tier professionals in a fast-paced environment. Located in a vibrant city, Revolut offers unique advantages such as flexible working arrangements and a commitment to diversity and inclusion, making it an ideal place for meaningful and rewarding employment.

Revolut Ltd

Contact Details:

Revolut Ltd Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Business Compliance Manager (Wealth & Trading) in London

✨Tap into Campus Networks

If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.

✨Get Certified

Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.

✨Connect on Professional Platforms

Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.

✨Apply Directly and Be Proactive

Don’t shy away from reaching out directly to firms like Revolut Ltd. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.

We think you need these skills to ace Business Compliance Manager (Wealth & Trading) in London

Regulatory Compliance
Market Conduct Oversight
Brokerage Knowledge
Trading Platforms Knowledge
Investment Products Knowledge
Analytical Skills
Communication Skills

Some tips for your application 🫡

Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.

Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Revolut Ltd.

Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.

Research and Reflect:Before hitting that 'apply' button on Revolut Ltd's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!

How to prepare for a job interview at Revolut Ltd

✨Brush Up on Financial Analysis Skills

Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Revolut Ltd.

✨Prepare for Case Studies

Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.

✨Show Your Passion for Finance

Since this is a full-time position, employers at Revolut Ltd will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.

✨Network with Industry Professionals

Before your interview, reach out to current or former Revolut Ltd employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.