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- Tasks: Lead compliance efforts and ensure regulatory risks are managed effectively.
- Company: Dynamic commercial and retail bank with a strong compliance culture.
- Benefits: Competitive salary, bonus, hybrid work model, and professional development opportunities.
- Why this job: Make a real impact in regulatory compliance while working with industry leaders.
- Qualifications: Experience in regulatory environments and strong leadership skills required.
- Other info: Join a forward-thinking team with excellent career growth potential.
The predicted salary is between 57000 - 95000 £ per year.
Rev & Regs are recruiting for a Senior Regulatory Compliance Manager role for a dynamic commercial and retail bank.
The Compliance Team is an independent regulatory and compliance advisory and assurance function for the business, its subsidiaries and its Appointed Representatives. This role acts as a primary interface between Compliance (second line of defence) and the group firms.
Responsibilities:
- Ensure conduct and regulatory risks are evaluated and escalated to deliver the right customer and operational outcomes.
- Ensuring that compliance risks are identified, managed/mitigated, remediated and reported on.
- Providing subject matter expert advice and guidance to the business on all matters relating to regulatory and compliance risk.
- Coordinating and drafting regulatory communications and information requests across the business as requested by the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA).
- Driving engagement and buy-in to the subject of regulatory compliance at all levels, including Group Executive Committee and SMF role holders.
Experience:
- Knowledge and experience of regulatory responsibilities gained from a regulated organisation.
- Experience of a PRA and FCA regulated environment.
- Demonstrable experience of the application of: FCA Principles for Business, TCF and Conduct Risk and Consumer Duty.
- Experience of quality assurance testing in a banking / financial services environment.
- A relevant professional qualification (e.g. ICA, IRM).
- Leadership experience and commercial awareness.
- Strong IT skills, specifically Microsoft Excel and PowerPoint.
- An intuitive and professional approach to problem solving.
- An ability to self-teach and conduct research into FCA and PRA regulatory requirements.
Salary: £95,000 plus bonus
Location: Hybrid (3 days per week in City of London)
Senior Regulatory Compliance Manager employer: Rev & Regs
Contact Detail:
Rev & Regs Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Regulatory Compliance Manager
✨Tip Number 1
Network like a pro! Reach out to your connections in the banking and compliance sectors. Attend industry events or webinars to meet potential employers and get your name out there. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA and PRA regulations. Be ready to discuss how you've managed compliance risks in past roles. Show them you’re not just a candidate, but a subject matter expert!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, send a quick thank-you email to express your appreciation. It keeps you on their radar and shows your enthusiasm for the role.
✨Tip Number 4
Apply through our website for the best chance at landing that Senior Regulatory Compliance Manager role. We want to see your application and help you shine in this competitive market!
We think you need these skills to ace Senior Regulatory Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Regulatory Compliance Manager role. Highlight your experience with FCA and PRA regulations, and don’t forget to showcase your leadership skills and commercial awareness. We want to see how you can bring value to our Compliance Team!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Share specific examples of how you've managed compliance risks in the past and how you’ve driven engagement at all levels. Let us know what makes you tick!
Showcase Your Expertise: As a subject matter expert, we want to see your knowledge in action. Include any relevant qualifications like ICA or IRM, and mention your experience with quality assurance testing. This will help us understand your depth of knowledge in regulatory compliance.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and keep track of it. Plus, it shows you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at Rev & Regs
✨Know Your Regulations
Make sure you brush up on the FCA and PRA regulations before your interview. Familiarise yourself with the latest updates and how they impact the banking sector. This will show that you're not just knowledgeable but also proactive in staying informed.
✨Showcase Your Experience
Prepare to discuss specific examples from your past roles where you've successfully managed compliance risks or provided regulatory advice. Use the STAR method (Situation, Task, Action, Result) to structure your answers and highlight your achievements.
✨Engage with the Interviewers
Don’t just answer questions; engage with your interviewers. Ask insightful questions about their compliance challenges and how they measure success in this role. This demonstrates your interest and helps you gauge if the company is the right fit for you.
✨Be Tech-Savvy
Since strong IT skills are essential, be ready to discuss your proficiency with tools like Microsoft Excel and PowerPoint. You might even want to prepare a quick presentation or data analysis example to showcase your skills during the interview.
