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For Companies At a Glance
- Tasks: Lead compliance advice for investment management and engage with stakeholders.
- Company: Join a top financial services firm in the heart of London.
- Benefits: Enjoy a hybrid work model and a competitive salary of £110,000.
- Why this job: Be part of a dynamic team shaping compliance culture and driving impactful change.
- Qualifications: Experience in regulatory compliance and strong communication skills are essential.
- Other info: Opportunity to influence key decisions and enhance your career in a prestigious environment.
The predicted salary is between 66000 - 88000 £ per year.
Rev & Regs are recruiting for a Senior Manager - Regulatory Compliance Advisory to work for a leading financial services company based in London.
Key Responsibilities
- Proactively engage with the Investment Management functions, across all asset classes, and be responsible for delivering timely and high-quality compliance and regulatory advice to all stakeholders.
- Keep up to date on emerging regulatory rules and announcements and make recommendations.
- Communicate relevant information to respective stakeholders and management forums.
- Respond to client issues and regulatory inquiries.
- Proactively engage with the Regulatory Reporting teams to provide timely and high-quality compliance advice.
- Keep informed of internal developments which impact regulatory requirements e.g. fund structures, new products.
- Anticipate potential conflict and the need for change, before these negatively impact on delivery.
- Escalate any new conflict of interests associated with a business change and report to the Head of Group conflicts.
- Play an active role in educating stakeholders, in order to drive sustainable improvements in compliance culture.
Location - London / Hybrid
Salary - £110,000
Regulatory Compliance Advisory - Senior Manager employer: Rev & Regs
Contact Detail:
Rev & Regs Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Compliance Advisory - Senior Manager
✨Tip Number 1
Network with professionals in the financial services sector, especially those involved in regulatory compliance. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and challenges in compliance.
✨Tip Number 2
Stay updated on the latest regulatory changes and compliance requirements relevant to investment management. Subscribe to industry newsletters or follow key regulatory bodies on social media to ensure you have the most current information.
✨Tip Number 3
Prepare to discuss real-world scenarios during interviews where you successfully navigated compliance challenges. Highlight your proactive approach to identifying potential conflicts and how you effectively communicated solutions to stakeholders.
✨Tip Number 4
Demonstrate your commitment to fostering a strong compliance culture by sharing examples of how you've educated teams or improved processes in previous roles. This will show your potential employer that you can drive sustainable improvements in their organisation.
We think you need these skills to ace Regulatory Compliance Advisory - Senior Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in regulatory compliance and advisory roles. Use specific examples that demonstrate your ability to engage with investment management functions and provide high-quality compliance advice.
Craft a Compelling Cover Letter: In your cover letter, express your enthusiasm for the role and the company. Discuss how your background aligns with the key responsibilities mentioned in the job description, particularly your experience with emerging regulatory rules and stakeholder communication.
Showcase Your Knowledge: Demonstrate your understanding of current regulatory trends and challenges in the financial services sector. Mention any relevant certifications or training that enhance your qualifications for the Senior Manager position.
Proofread and Edit: Before submitting your application, carefully proofread all documents for spelling and grammatical errors. A polished application reflects your attention to detail, which is crucial in regulatory compliance roles.
How to prepare for a job interview at Rev & Regs
✨Showcase Your Regulatory Knowledge
Make sure to brush up on the latest regulatory changes and compliance frameworks relevant to the financial services sector. Demonstrating your understanding of these topics will show that you're proactive and well-informed.
✨Prepare for Scenario-Based Questions
Expect questions that ask how you would handle specific compliance challenges or conflicts of interest. Prepare examples from your past experience where you've successfully navigated similar situations, highlighting your problem-solving skills.
✨Engage with Stakeholders
Since the role involves communicating with various stakeholders, be ready to discuss how you would approach building relationships and educating them about compliance issues. Share any relevant experiences where you've effectively communicated complex information.
✨Demonstrate Leadership Skills
As a Senior Manager, you'll need to lead and influence others. Be prepared to talk about your leadership style and provide examples of how you've driven compliance culture improvements in previous roles.
