At a Glance
- Tasks: Lead compliance assurance and conduct risk-based reviews in a dynamic wealth management environment.
- Company: Join a leading Wealth Management firm with a collaborative and forward-thinking culture.
- Benefits: Competitive salary, career growth opportunities, and a chance to lead a high-performing team.
- Why this job: Make a real impact by ensuring compliance and mentoring future leaders in the industry.
- Qualifications: Experience in compliance and strong leadership skills are essential.
The predicted salary is between 60000 - 80000 £ per year.
We’re partnering with a leading Wealth Management firm to hire an experienced Compliance Monitoring Manager to join their growing second line function. This is an excellent opportunity for an experienced compliance professional looking to take ownership of a compliance assurance framework while leading a high-performing team in a collaborative, forward-thinking business.
Key responsibilities include:
- Leading the Compliance Assurance Programme and owning the Compliance Universe
- Delivering risk-based compliance reviews and presenting findings to senior stakeholders
- Providing independent second line oversight and constructive challenge across the business
- Leading and mentoring a Compliance Assurance team
- Monitoring FCA regulatory requirements, including Consumer Duty
Compliance Monitoring Manager employer: Rev & Regs
Rev & Regs is an exceptional employer, offering a dynamic work environment in the heart of the City of London. With a strong focus on employee growth and development, we provide comprehensive training and support for our team members, ensuring they stay at the forefront of tax compliance and operational excellence. Our hybrid working model promotes a healthy work-life balance, while our commitment to innovation and collaboration fosters a culture where every voice is valued and impactful.
