Rev & Regs, on behalf of a leading Wealth Management firm, seeks an experienced Compliance Monitoring Manager to join their second line. You will own the compliance assurance framework and lead a high-performing team in a collaborative environment.
The role requires 5+ years in compliance/risk/audit within financial services, strong 2LOD experience in wealth management, and deep knowledge of FCA regulations (Consumer Duty, SM&CR). Hybrid with multiple London/Southern England offices.
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Compliance Monitoring Lead 2LOD - Wealth Management employer: Rev & Regs
Rev & Regs is an exceptional employer, offering a dynamic work environment in the heart of the City of London. With a strong focus on employee growth and development, we provide comprehensive training and support for our team members, ensuring they stay at the forefront of tax compliance and operational excellence. Our hybrid working model promotes a healthy work-life balance, while our commitment to innovation and collaboration fosters a culture where every voice is valued and impactful.
