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For Companies At a Glance
- Tasks: Lead compliance and regulatory functions in a fast-growing fintech environment.
- Company: Dynamic fintech wealth management platform redefining investment access.
- Benefits: Senior leadership role with competitive salary and growth opportunities.
- Why this job: Shape a best-in-class compliance culture during a pivotal scaling phase.
- Qualifications: Strong compliance experience in regulated financial services and fintech.
- Other info: Opportunity to influence regulatory strategy and customer journeys.
The predicted salary is between 72000 - 108000 £ per year.
Rev & Regs are currently supporting a UK-regulated fintech wealth management platform that’s redefining access to investment and savings products traditionally reserved for high-net-worth individuals.
The Role
As Head of Compliance & MLRO, you’ll take ownership of the compliance function at a pivotal growth stage, acting as a strategic partner to the business while building scalable, proportionate frameworks.
Key responsibilities include:
- Building, leading, and scaling the compliance function
- Embedding compliance across product, engineering, operations, and commercial teams
- Designing technology-enabled controls, monitoring, and governance frameworks
- Leading regulatory change, including variations of permission
- Partnering with product teams on regulatory strategy and customer journeys
- Supporting the launch of a financial advice proposition
- Holding SMF16/17 responsibilities
Strong compliance experience within regulated financial services (wealth, investments, savings, financial advice, or retail finance)
Experience in a fast-growth, fintech, or scale-up environment
Proven ability to build or scale compliance functions
Confident operating across multiple regulatory regimes
Experience holding (or readiness to step into) SMF16/17
Interest in fintech, digital wealth platforms, and financial innovation
What’s on Offer
Senior leadership role at a high-growth fintech during a critical scaling phase
Opportunity to shape a best-in-class compliance function and culture
Head of Compliance & MLRO in Cardiff employer: Rev & Regs
Contact Detail:
Rev & Regs Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Compliance & MLRO in Cardiff
✨Tip Number 1
Network like a pro! Reach out to your connections in the fintech space and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for interviews by diving deep into the company’s compliance culture. Understand their regulatory challenges and think about how your experience can help them navigate these waters. Show them you’re not just a fit, but the perfect fit!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you note to express your appreciation and reiterate your enthusiasm for the role. It keeps you fresh in their minds and shows your professionalism.
✨Tip Number 4
Apply through our website! We’ve got a streamlined process that makes it easy for you to showcase your skills. Plus, it gives us a chance to see your application in the best light possible. Let’s get you that dream job!
We think you need these skills to ace Head of Compliance & MLRO in Cardiff
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the role of Head of Compliance & MLRO. Highlight your experience in building compliance functions and working within regulated financial services, especially in fintech. We want to see how your skills align with our needs!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and fintech. Share specific examples of how you've successfully navigated regulatory challenges in the past. We love a good story!
Showcase Your Strategic Thinking: In your application, demonstrate your ability to think strategically about compliance. Discuss how you've partnered with product teams or led regulatory changes before. We’re looking for someone who can not only manage compliance but also drive it forward.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Plus, we love seeing applications come in directly from our site!
How to prepare for a job interview at Rev & Regs
✨Know Your Compliance Stuff
Make sure you brush up on your compliance knowledge, especially in the fintech space. Understand the regulatory frameworks relevant to wealth management and be ready to discuss how you've navigated these in past roles.
✨Showcase Your Leadership Skills
As a Head of Compliance, you'll need to demonstrate your ability to lead and scale teams. Prepare examples of how you've built compliance functions or led teams through regulatory changes, highlighting your strategic thinking.
✨Understand the Business
Familiarise yourself with the company's products and services. Be prepared to discuss how compliance can enhance customer journeys and support product development, showing that you can partner effectively with other teams.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's growth plans and compliance challenges. This shows your genuine interest in the role and helps you assess if the company aligns with your values and career goals.
