REV & REGS LIMITED invites applications for a Compliance Monitoring Manager in Wealth Management. The role leads the second line assurance framework, driving independent oversight and risk-based reviews across a major wealth business.
The successful candidate will manage and mentor a Compliance Assurance team, monitor FCA rules (Consumer Duty, SM&CR) and collaborate with senior stakeholders to strengthen control frameworks. Hybrid work, with 3 days in office across Southern England & London.
#J-18808-LjbffrWealth Management Compliance Monitoring Lead (Hybrid) employer: REV & REGS LIMITED
Rev Regs is an exceptional employer, offering a vibrant work culture in the heart of Liverpool that fosters collaboration and innovation. Employees benefit from comprehensive professional development opportunities, ensuring growth within the dynamic financial services sector. With a strong commitment to employee well-being and a focus on meaningful work, Rev Regs stands out as a rewarding place to advance your career in Controls Assurance.
