REV & REGS LIMITED is seeking a Compliance Monitoring Manager to lead a robust compliance assurance framework within a Wealth Management setting. The role focuses on independent second line oversight and delivering risk-based reviews across the business, with mentoring responsibility for the Compliance Assurance team.
You will monitor FCA requirements including Consumer Duty and SM&CR, identify emerging risks, and drive improvements to controls in a collaborative, forward-thinking environment.
#J-18808-LjbffrHybrid Wealth Compliance Monitoring Lead employer: REV & REGS LIMITED
Rev Regs is an exceptional employer, offering a vibrant work culture in the heart of Liverpool that fosters collaboration and innovation. Employees benefit from comprehensive professional development opportunities, ensuring growth within the dynamic financial services sector. With a strong commitment to employee well-being and a focus on meaningful work, Rev Regs stands out as a rewarding place to advance your career in Controls Assurance.
