At a Glance
- Tasks: Capture and document critical operational knowledge in a dynamic financial services environment.
- Company: Well-respected financial services firm based in Liverpool.
- Benefits: Competitive salary, professional development, and a supportive team culture.
- Other info: Opportunity to work closely with senior leadership and shape future operations.
- Why this job: Make a real impact by enhancing controls and assurance practices in finance.
- Qualifications: Strong background in Governance, Risk Compliance (GRC) and First Line of Defence experience.
The predicted salary is between 60000 - 75000 £ per year.
Rev Regs are seeking a Controls Assurance Lead to work for a dynamic and well-respected financial services firm in Liverpool.
We are seeking an experienced Controls Assurance / Governance, Risk Compliance (GRC) interim to capture and document critical operational, controls, and assurance knowledge.
This role sits firmly in the First Line of Defence and focuses on how controls and assurance activities operate in practice across data verification, reconciliations, and ISAE 3402 oversight.
Responsibilities: Work closely with senior controls leadership to capture undocumented knowledge, judgement calls, and ways of working.
Conduct interviews and walkthroughs across multiple assurance teams.
Document: End-to-end processes and operating models Control objectives, activities, and ownership ISAE 3402 control narratives and evidence expectations Roles, responsibilities, and dependencies Ensure documentation reflects actual first-line operation, not theoretical design.
Support continuity for future leaders and audit / regulatory interactions.
Experience: Essential: Strong background in Governance, Risk Compliance (GRC) within financial services.
Experience in the First Line of Defence.
Hands-on exposure to controls frameworks and assurance activities.
Direct ex...
Controls Assurance Lead employer: REV & REGS LIMITED
Rev Regs is an exceptional employer, offering a vibrant work culture in the heart of Liverpool that fosters collaboration and innovation. Employees benefit from comprehensive professional development opportunities, ensuring growth within the dynamic financial services sector. With a strong commitment to employee well-being and a focus on meaningful work, Rev Regs stands out as a rewarding place to advance your career in Controls Assurance.
