At a Glance
- Tasks: Ensure compliance with UK regulations and support a global fintech company's growth.
- Company: Fast-growing global fintech company specialising in trading and financial technology.
- Benefits: Competitive salary, career development opportunities, and a dynamic work environment.
- Other info: Collaborate with senior management and enhance your skills in a supportive team.
- Why this job: Join a key role in shaping compliance and governance in a thriving industry.
- Qualifications: Bachelor's degree and 2-3 years of compliance experience in fintech or financial services.
The predicted salary is between 36000 - 60000 £ per year.
We are seeking a detail-oriented and proactive Compliance Officer to join a fast-growing global fintech company specializing in trading and financial technology solutions. Based in the UK, this role will play a key part in ensuring the firm operates in full compliance with UK regulatory requirements while supporting the continued expansion of a global trading business. The successful candidate will work closely with senior management, operations, and client-facing teams to maintain strong compliance and governance frameworks.
Key Responsibilities
- Support the development, implementation, and maintenance of the firm's compliance framework in line with FCA requirements
- Monitor regulatory developments and assess their impact on business operations and policies
- Ensure adherence to AML, KYC, CDD, and financial crime prevention regulations
- Conduct client due diligence reviews and ongoing monitoring activities
- Act as a point of contact for regulatory queries and internal compliance matters
- Assist with regulatory reporting, audits, and internal reviews
- Review and approve client onboarding documentation and account activity
- Support compliance training and awareness programs across the organization
- Investigate potential breaches and support remediation actions
- Maintain accurate compliance records and documentation
Qualifications and Experience
- Bachelor's degree in Law, Finance, Business, or a related field
- 2-3 years of experience in a compliance role within fintech, trading, brokerage, or financial services
- Strong knowledge of UK regulatory requirements, including FCA rules
- Solid understanding of AML, KYC, CDD, and financial crime frameworks
- Experience working with trading platforms or financial products is an advantage
- Held previous compliance functions and ready to be SMF16/17
Skills and Competencies
- Strong attention to detail and analytical skills
- Excellent written and verbal communication skills
- Ability to work independently and manage multiple priorities
- Strong stakeholder management and cross-functional collaboration skills
- High ethical standards and sound professional judgment
- Proficient in compliance monitoring tools and documentation system
Compliance Officer - UK in London employer: Restore Talent
Join a dynamic global fintech company in London that prioritises compliance and innovation, offering a collaborative work culture where your expertise will directly contribute to the company's growth. With a strong focus on employee development, you will have access to ongoing training and career advancement opportunities, making this an ideal environment for those looking to make a meaningful impact in the financial technology sector.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Officer - UK in London
✨Tip Number 1
Network like a pro! Reach out to people in the fintech and compliance sectors on LinkedIn. Join relevant groups and participate in discussions to get your name out there and show off your knowledge.
✨Tip Number 2
Prepare for interviews by brushing up on UK regulatory requirements and recent changes in compliance laws. We want you to be the go-to person for any compliance-related questions during your interview!
✨Tip Number 3
Showcase your experience with AML, KYC, and CDD in your conversations. We love candidates who can demonstrate their hands-on experience and how they’ve tackled compliance challenges in the past.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we’re always looking for passionate individuals ready to make an impact in the compliance space.
We think you need these skills to ace Compliance Officer - UK in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Officer role. Highlight your experience in compliance, especially within fintech or financial services, and showcase your knowledge of UK regulatory requirements. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great fit for our team. Be sure to mention any specific experiences that relate to AML, KYC, or CDD regulations.
Show Off Your Attention to Detail:As a Compliance Officer, attention to detail is key. Make sure your application is free from typos and errors. We appreciate candidates who take the time to ensure their documents are polished and professional, just like we do in our compliance work!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at Restore Talent
✨Know Your Regulations
Make sure you brush up on UK regulatory requirements, especially FCA rules. Being able to discuss how these regulations impact the business will show that you're not just familiar with compliance but also understand its practical implications.
✨Showcase Your Experience
Prepare specific examples from your previous roles where you've successfully implemented compliance frameworks or conducted due diligence reviews. This will help demonstrate your hands-on experience and how it aligns with the responsibilities of the Compliance Officer role.
✨Communicate Clearly
Since this role involves liaising with various teams, practice articulating complex compliance concepts in simple terms. Good communication skills are key, so be ready to showcase your ability to explain compliance matters to non-compliance staff.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance culture and how they handle regulatory changes. This shows your genuine interest in the role and helps you gauge if the company’s values align with yours.
