At a Glance
- Tasks: Ensure compliance with UK regulations and support a global fintech company's growth.
- Company: Fast-growing global fintech company specialising in trading and financial technology.
- Benefits: Competitive salary, career development opportunities, and a dynamic work environment.
- Other info: Collaborate with senior management and enhance your skills in a supportive team.
- Why this job: Join a key role in shaping compliance and governance in a thriving industry.
- Qualifications: Bachelor’s degree and 2-3 years of compliance experience in fintech or financial services.
The predicted salary is between 40000 - 50000 £ per year.
We are seeking a detail-oriented and proactive Compliance Officer to join a fast-growing global fintech company specializing in trading and financial technology solutions. Based in the UK, this role will play a key part in ensuring the firm operates in full compliance with UK regulatory requirements while supporting the continued expansion of a global trading business. The successful candidate will work closely with senior management, operations, and client-facing teams to maintain strong compliance and governance frameworks.
Key Responsibilities
- Support the development, implementation, and maintenance of the firm’s compliance framework in line with FCA requirements
- Monitor regulatory developments and assess their impact on business operations and policies
- Ensure adherence to AML, KYC, CDD, and financial crime prevention regulations
- Conduct client due diligence reviews and ongoing monitoring activities
- Act as a point of contact for regulatory queries and internal compliance matters
- Assist with regulatory reporting, audits, and internal reviews
- Review and approve client onboarding documentation and account activity
- Support compliance training and awareness programs across the organization
- Investigate potential breaches and support remediation actions
- Maintain accurate compliance records and documentation
Qualifications and Experience
- Bachelor’s degree in Law, Finance, Business, or a related field
- 2-3 years of experience in a compliance role within fintech, trading, brokerage, or financial services
- Strong knowledge of UK regulatory requirements, including FCA rules
- Solid understanding of AML, KYC, CDD, and financial crime frameworks
- Experience working with trading platforms or financial products is an advantage
- Held previous compliance functions and ready to be SMF16/17
Skills and Competencies
- Strong attention to detail and analytical skills
- Excellent written and verbal communication skills
- Ability to work independently and manage multiple priorities
- Strong stakeholder management and cross-functional collaboration skills
- High ethical standards and sound professional judgment
- Proficient in compliance monitoring tools and documentation system
We think you need these skills to ace Compliance Officer - UK
Attention to Detail
Analytical Skills
Knowledge of UK Regulatory Requirements
FCA Rules
AML Regulations
KYC Procedures
CDD Processes
