Referment is seeking a compliant surveillance expert to own the end-to-end surveillance framework and drive the annual Market Abuse Risk Assessment. The role collaborates with Middle Office and handles alerts, QA, and escalations.
You'll manage personal account dealing controls, KYC requests, and the Compliance Monitoring Programme, with a focus on automation and AI-enabled improvements across jurisdictions.
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Trade Surveillance & Compliance Lead employer: Referment
Referment is an exceptional employer, offering a dynamic work culture that fosters collaboration and innovation. As a Finance Director, you will not only lead the finance function but also play a pivotal role in shaping the company's growth trajectory, with ample opportunities for professional development and advancement. Located in a vibrant B2B technology hub, the company provides a supportive environment where your contributions are valued and rewarded.
