Referment is seeking a permanent Compliance Monitoring professional to join the Risk and Compliance team in the UK. You will design, deliver and report on the Compliance Monitoring Plan, testing controls and evidencing findings while coordinating remediation and governance reporting.
The role requires extensive FCA-regulated investment experience, strong written reporting skills, and the ability to work independently within a structured programme. Hybrid or office-based in London is expected.
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Senior Compliance Monitoring Lead - Investment Platform employer: Referment
Referment is an exceptional employer, offering a dynamic work culture that fosters collaboration and innovation. As a Finance Director, you will not only lead the finance function but also play a pivotal role in shaping the company's growth trajectory, with ample opportunities for professional development and advancement. Located in a vibrant B2B technology hub, the company provides a supportive environment where your contributions are valued and rewarded.
