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- Tasks: Provide expert compliance oversight and advise senior leadership on regulatory obligations.
- Company: Boutique financial institution in London with a focus on compliance.
- Benefits: Competitive salary, flexible part-time hours, and high-impact responsibilities.
- Why this job: Shape compliance strategy during a pivotal growth phase in a respected bank.
- Qualifications: Must have SMF-16 designation and experience in UK-regulated financial institutions.
- Other info: Immediate start available; work on-site 2 days a week.
The predicted salary is between 36000 - 60000 £ per year.
Job Description
Interim SMF-16 (Part-Time) – Boutique Bank | LondonContract Type: 6-Month FTCWorking Pattern:Part-Time – 2 Days per Week (On-site in London)Start Date: ImmediateSalary: CompetitiveÂ
A boutique financial institution in London is seeking an experienced SMF-16 Compliance Officer to join on a 6-month fixed-term contract, working part-time (2 days per week). This is a strategic appointment to provide senior compliance oversight and ensure continued regulatory alignment during a key phase of growth.
Key Responsibilities:
- Serve as the FCA-registered SMF-16 (Compliance Function).
- Provide expert compliance oversight across the bank’s regulated activities.
- Advise the Board and senior leadership on regulatory obligations and risk management.
- Lead FCA engagement and ensure robust governance and reporting.
- Support the enhancement of compliance frameworks, policies, and procedures.
Candidate Profile:
- Must have previously held the SMF-16 designation within a UK-regulated financial institution.
- Deep understanding of FCA regulatory expectations and compliance governance.
- Proven ability to operate at Board level and manage external regulatory relationships.
- Available to start immediately or at short notice.
- Comfortable with a part-time, on-site commitment (2 days/week in London).
Why Join?
- Influence compliance strategy in a respected boutique banking environment.
- Flexible working arrangement with high-impact responsibilities.
- Opportunity to shape governance during a pivotal period.
If you feel this job fits your profile, please submit your CV.
SMF-16 Holder - Boutique London Bank Part Time employer: Reed
Contact Detail:
Reed Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land SMF-16 Holder - Boutique London Bank Part Time
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance sector, especially those who have experience with compliance roles. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and compliance frameworks. We recommend creating a cheat sheet of key points to discuss, so you can confidently showcase your expertise when it matters most.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation. It keeps you fresh in their minds and shows your enthusiasm for the role.
✨Tip Number 4
Apply through our website for the best chance at landing that SMF-16 role! We’re always on the lookout for top talent, and applying directly can give you an edge over other candidates.
We think you need these skills to ace SMF-16 Holder - Boutique London Bank Part Time
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to highlight your experience as an SMF-16 Compliance Officer. Focus on your previous roles in compliance and any specific achievements that align with the responsibilities mentioned in the job description.
Showcase Your Regulatory Knowledge: Demonstrate your deep understanding of FCA regulatory expectations in your application. Use specific examples from your past experiences to show how you've successfully navigated compliance challenges.
Highlight Board-Level Experience: Since this role involves advising the Board, make sure to emphasise any experience you have operating at a senior level. Share instances where you've influenced decision-making or led discussions on compliance matters.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and ensure it gets the attention it deserves!
How to prepare for a job interview at Reed
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of FCA regulations and compliance governance. Be ready to discuss how your previous experience as an SMF-16 can help the bank navigate its regulatory obligations.
✨Showcase Your Strategic Thinking
Prepare examples that demonstrate your ability to operate at Board level. Think about times when you've advised senior leadership or influenced compliance strategy, and be ready to share these insights during the interview.
✨Engage with Their Vision
Research the boutique bank's recent developments and growth plans. Show genuine interest in how you can contribute to their compliance framework and support their strategic goals during this pivotal period.
✨Be Ready for Scenario Questions
Expect questions that assess your problem-solving skills in real-world compliance scenarios. Prepare to discuss how you would handle specific regulatory challenges or enhance existing compliance policies.