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For Companies At a Glance
- Tasks: Monitor trades and escalate suspicious transactions while conducting detailed investigations.
- Company: Join a leading global investment bank committed to compliance and integrity.
- Benefits: Enjoy hybrid working with 3 days in the office and a competitive rate of £430 per day.
- Why this job: Be part of a dynamic team ensuring market integrity and enhancing surveillance strategies.
- Qualifications: Experience in compliance reporting and strong communication skills are essential.
- Other info: This is a 6-month interim contract based in Liverpool Street.
The predicted salary is between 30000 - 42000 £ per year.
A global investment bank is currently recruiting for a Trade Surveillance Contractor to join the team for a 6 month interim contract. They are based in Liverpool street and offer hybrid working with 3 days office attendance per week. The main focus of this role will be doing alert reviews and monitoring. The rate will be £430 per day umbrella (inside IR35).
Their Compliance Surveillance Team is at the forefront of ensuring compliance with market standards. They design, implement, monitor, and test surveillance models across multiple business lines, including Global Markets Division, Global Investment Banking, and Treasury. They are dedicated to identifying and mitigating risks related to Market Abuse, Conduct Risk, and Operational risk, ensuring our organisation operates with the utmost integrity.
The Role
- Monitoring trades, orders, RFQs, and market data daily.
- Escalating suspicious transactions and potential breaches.
- Conducting detailed investigations and compiling high-quality management reports.
- Performing gap analyses that inform the annual BC Monitoring and Surveillance Control Plan.
- Driving improvements in surveillance controls to address conduct and market abuse risks.
- Maintaining confidentiality and handling privileged information with discretion.
The ideal candidate
- Experience: Proven track record in compliance reporting, alert classification, and escalations, with a focus on delivering detailed investigations and evidence-based reports.
- Knowledge: Familiarity with regulatory and conduct issues like Market Abuse and Conduct Risk. Knowledge of Surveillance Vendor tools is a plus.
- Skills: Strong communication skills, both written and verbal, and an ability to liaise effectively with senior managers, front office teams, and IT stakeholders.
- Drive: A motivated self-starter who thrives both autonomously and as part of a collaborative team.
- Attention to Detail: Proactive in identifying risks and gaps in compliance activities and addressing them efficiently.
Key Responsibilities
- Enhance and implement surveillance and monitoring strategies.
- Escalate potential issues of market abuse or other integrity breaches and track outcomes.
- Provide input on calibration and improvement of alert thresholds and logics.
- Compile incident reports and present findings to senior management.
- Stay updated on regulatory changes and analyse their implications on surveillance activities.
If you have suitable skills and experience for this role, APPLY NOW and we’ll be in touch.
Trade Surveillance Contractor employer: Reed Talent Solutions
Contact Detail:
Reed Talent Solutions Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Trade Surveillance Contractor
✨Tip Number 1
Familiarise yourself with the latest regulations and compliance standards related to market abuse and conduct risk. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly changing environment.
✨Tip Number 2
Network with professionals in the compliance and surveillance field. Attend industry events or webinars to connect with others who work in similar roles, as they may provide insights or even referrals that could help you land the job.
✨Tip Number 3
Prepare to discuss specific examples of how you've handled alert reviews and escalations in past roles. Being able to articulate your experience with detailed investigations will set you apart from other candidates.
✨Tip Number 4
Showcase your attention to detail by preparing questions about the company's current surveillance strategies and any challenges they face. This will demonstrate your proactive approach and genuine interest in contributing to their team.
We think you need these skills to ace Trade Surveillance Contractor
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance reporting, alert classification, and investigations. Use specific examples that demonstrate your ability to handle market abuse and conduct risk.
Craft a Strong Cover Letter: In your cover letter, express your motivation for the role and how your skills align with the responsibilities outlined in the job description. Mention your familiarity with surveillance vendor tools if applicable.
Showcase Communication Skills: Since strong communication is key for this role, ensure your application reflects your ability to liaise effectively with various stakeholders. Use clear and concise language throughout your documents.
Highlight Attention to Detail: Provide examples in your application that showcase your attention to detail, especially in identifying risks and gaps in compliance activities. This will demonstrate your proactive approach to the role.
How to prepare for a job interview at Reed Talent Solutions
✨Know Your Compliance Basics
Brush up on your knowledge of compliance reporting, market abuse, and conduct risk. Being able to discuss these topics confidently will show that you understand the core responsibilities of the role.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific situations related to trade surveillance. Think of examples from your past experience where you identified risks or escalated issues effectively.
✨Demonstrate Attention to Detail
Since this role requires a keen eye for detail, be prepared to discuss how you've successfully managed tasks that required thoroughness. Highlight any experiences where your attention to detail made a significant impact.
✨Showcase Your Communication Skills
Strong communication is key in this role. Be ready to explain complex concepts clearly and concisely, especially when discussing your previous investigations or reports. Practice articulating your thoughts before the interview.
