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For Companies At a Glance
- Tasks: Lead compliance initiatives and ensure adherence to regulations in a dynamic trading environment.
- Company: Join Redstone Commodity Search, a leader in global commodities market recruitment.
- Benefits: Enjoy competitive pay, professional development opportunities, and a vibrant workplace culture.
- Why this job: Make a real impact in compliance while working with top-tier professionals in the industry.
- Qualifications: 7+ years in compliance or legal roles, with strong knowledge of derivatives and financial regulations.
- Other info: This role is based in London, offering a chance to work in a fast-paced, international setting.
The predicted salary is between 72000 - 108000 £ per year.
Job Description
Redstone Commodity Search focus on offering 360° search solutions to the global commodities markets. With a competitive coverage of Trading Houses, Producers, Majors, Utilities, Merchants, Hedge Funds, Investment Banks and Brokerages; Redstone Commodity Search can confidently offer you an edge in today’s volatile market.
Redstone Commodity Search are working with a global soft and agricultural commodity trading house looking to hire a Senior Compliance Manager to be based in London.
Key Responsibilities
- Ensure compliance with European and international regulations governing derivatives, transaction reporting, and OTC trading.
- Oversee regulatory reporting processes and act as a point of contact for interactions with regulators and trading venues.
- Maintain and develop internal policies relating to financial crime, sanctions, bribery/corruption, data protection, and ethical conduct.
- Lead global compliance initiatives, including whistleblowing frameworks, investigations, and remediation procedures.
- Deliver targeted compliance training, support policy development, and report to senior legal and governance teams.
- Reports into General Counsel
Required Experience
- Minimum 7 years of experience in compliance or legal roles, with at least 4 years in-house within trading, financial services, or a regulated environment.
- Legally qualified (any jurisdiction) with strong technical understanding of derivatives and related regulatory regimes.
- Practical knowledge of financial crime compliance, data protection regulations, and cross-border legal obligations.
- Experienced working across jurisdictions and within complex, decentralised organisational structures.
- Skilled in drafting policies, managing audits, and engaging with stakeholders across all levels of the business.
Senior Compliance Manger employer: Redstone Search Group
Contact Detail:
Redstone Search Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Manger
✨Tip Number 1
Familiarise yourself with the latest European and international regulations related to derivatives and transaction reporting. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly changing compliance landscape.
✨Tip Number 2
Network with professionals in the compliance and trading sectors. Attend industry events or webinars where you can meet people who work in similar roles. Building these connections can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Prepare to discuss specific compliance initiatives you've led in previous roles. Be ready to share examples of how you've developed policies or conducted training sessions, as this will showcase your hands-on experience and leadership skills.
✨Tip Number 4
Research Redstone Commodity Search and their clients thoroughly. Understanding their business model and the challenges they face in compliance will allow you to tailor your discussions and show that you're genuinely interested in contributing to their success.
We think you need these skills to ace Senior Compliance Manger
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance and legal roles, especially within trading or financial services. Emphasise your understanding of derivatives and regulatory regimes, as well as any specific achievements in compliance initiatives.
Craft a Strong Cover Letter: In your cover letter, address how your background aligns with the key responsibilities outlined in the job description. Mention your experience with regulatory reporting processes and your ability to lead compliance initiatives, showcasing your leadership skills.
Highlight Relevant Experience: When detailing your work history, focus on your minimum 7 years of experience in compliance, particularly the 4 years in-house. Provide examples of how you've managed audits, drafted policies, and engaged with stakeholders effectively.
Showcase Your Legal Qualifications: Since the role requires being legally qualified, make sure to mention your qualifications clearly. If you have experience across jurisdictions, highlight this to demonstrate your capability in navigating complex legal environments.
How to prepare for a job interview at Redstone Search Group
✨Know Your Regulations
Make sure you have a solid understanding of the European and international regulations that govern derivatives and transaction reporting. Be prepared to discuss how these regulations impact compliance in trading environments.
✨Showcase Your Experience
Highlight your 7+ years of experience in compliance or legal roles, especially your in-house experience within trading or financial services. Use specific examples to demonstrate your expertise in managing compliance initiatives.
✨Demonstrate Stakeholder Engagement Skills
Prepare to discuss how you've successfully engaged with stakeholders at all levels. Share examples of how you've communicated complex compliance issues clearly and effectively to non-legal teams.
✨Be Ready for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think about past challenges you've faced and how you navigated them, particularly in relation to financial crime and ethical conduct.
