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- Tasks: Join our quality and risk management team to ensure compliance and enhance audit quality.
- Company: Mid-tier audit firm focused on innovation and professional growth.
- Benefits: Competitive salary, professional development, and a collaborative work environment.
- Why this job: Make a real impact in compliance and quality management while growing your career.
- Qualifications: 3-5 years in compliance or quality management, with knowledge of Singapore regulations.
- Other info: Dynamic role with opportunities for continuous learning and improvement.
The predicted salary is between 36000 - 60000 £ per year.
Our Client, a mid-tier audit firm, is seeking a dynamic and detail-oriented Audit Compliance & Technical Manager to join our firm's quality and risk management team. This individual will play a key role in supporting the implementation of the firm's System of Quality Management (SoQM), monitoring compliance with ethical and professional standards, and providing technical guidance to audit teams.
The ideal candidate has experience working in a Big Four or mid-tier audit firm, particularly within compliance, risk, or technical functions. A strong understanding of the Singapore Companies Act and ACRA's Code of Professional Conduct and Ethics is essential.
Key Responsibilities- Independence & Compliance Monitoring
- Conduct ongoing compliance monitoring and testing, including personal independence compliance testing, to assess adherence to ACRA's Code of Ethics and firm policies.
- Assist in the management of the firm's annual compliance confirmation process and related independence declarations.
- Monitor and track compliance with relevant regulations, ethical requirements, and firm policies across functions.
- Identify trends, gaps, and potential compliance risks, and propose corrective or preventive actions.
- Maintain up-to-date awareness of changes in Singapore's regulatory and ethical framework and support the firm's response to these developments.
- System of Quality Management (SoQM) Implementation
- Support the firm in enhancing and operationalising its SoQM in accordance with SSQM 1.
- Assist in the drafting, enhancement and documentation of firm-wide policies, procedures, and quality objectives.
- Participate in the design and execution of the firm's monitoring and remediation processes under the SoQM framework.
- Track the effectiveness of control activities and perform regular evaluations of the system.
- Engagement Technical Support & Risk Management
- Support the enhancement of firm-wide compliance policies, SoQM processes, and audit quality frameworks, including those related to engagement quality control.
- Assist in developing and implementing strategies to identify, assess, and mitigate risks relating to compliance, independence, and audit quality.
- Promote awareness of regulatory, ethical, and professional standards across engagement teams while maintaining independence from audit execution.
- Provide technical guidance on audit methodology and quality matters, and support professional development initiatives across the firm.
- Monitor and evaluate key issues arising from internal reviews, independence monitoring, and engagement file inspections, recommending timely and appropriate corrective actions.
- Contribute to the design and implementation of audit support tools, compliance protocols, and monitoring activities in alignment with professional standards and regulatory expectations.
- Diploma or bachelor's degree in accounting, business, corporate governance, or a related field.
- At least 3–5 years of relevant experience in compliance, quality management, or technical support within a Big Four or mid-tier audit firm.
- Sound knowledge of the Singapore Companies Act, ACRA regulations, and Code of Professional Conduct and Ethics.
- Experience with quality control or quality management systems (e.g., SSQM 1) is preferred.
- Strong organisational, analytical, and follow-up skills.
- Ability to work independently and collaboratively in a fast-paced environment.
- Open-minded, detail-oriented, and committed to continuous learning and improvement.
- Excellent interpersonal and communication skills.
If you have a strong passion for compliance and quality management, coupled with a keen attention to detail, we would love to hear from you.
Interested candidates please email your CV addressed to Victor Teoh (R1218406) to victor_teoh@recruitplus.com
Please include with your application:
- Reasons for leaving your current and previous employment(s)
- Current / last drawn and expected salary
- Availability / notice period required
Audit Compliance & Technical Manager in London employer: RECRUITPLUS CONSULTING PTE. LTD.
Contact Detail:
RECRUITPLUS CONSULTING PTE. LTD. Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Audit Compliance & Technical Manager in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the audit and compliance field. Attend industry events or webinars, and don’t be shy about introducing yourself. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of the Singapore Companies Act and ACRA's Code of Professional Conduct. We want you to feel confident discussing these topics, as they’re crucial for the Audit Compliance & Technical Manager role.
✨Tip Number 3
Showcase your experience with quality management systems during interviews. Be ready to share specific examples of how you've implemented or improved compliance processes in your previous roles. This will set you apart from other candidates!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search!
We think you need these skills to ace Audit Compliance & Technical Manager in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experiences that match the job description. Highlight your experience in compliance, risk management, and any relevant technical support roles you've held. We want to see how you fit into our quality and risk management team!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and quality management. Share specific examples of how you've contributed to similar roles in the past. This helps us understand your motivation and fit for the role.
Showcase Your Knowledge: Since the role requires a strong understanding of the Singapore Companies Act and ACRA's Code of Professional Conduct, make sure to mention any relevant qualifications or experiences. We love candidates who are up-to-date with regulatory changes and can bring that knowledge to our team!
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Plus, it shows you're keen on joining our firm!
How to prepare for a job interview at RECRUITPLUS CONSULTING PTE. LTD.
✨Know Your Regulations
Make sure you brush up on the Singapore Companies Act and ACRA's Code of Professional Conduct and Ethics. Being able to discuss these regulations confidently will show that you're not just familiar with them, but that you can apply them in real-world scenarios.
✨Showcase Your Experience
Prepare specific examples from your past roles in compliance or quality management, especially if you've worked in a Big Four or mid-tier audit firm. Highlight how you identified compliance risks and implemented solutions, as this will demonstrate your hands-on experience and problem-solving skills.
✨Demonstrate Your Analytical Skills
Be ready to discuss how you've used analytical skills to monitor compliance and assess risks. Think of instances where you tracked compliance trends or evaluated control activities, and be prepared to explain your thought process and outcomes.
✨Ask Insightful Questions
Prepare thoughtful questions about the firm's System of Quality Management and their approach to compliance monitoring. This shows your genuine interest in the role and helps you understand how you can contribute to their goals.
