At a Glance
- Tasks: Lead compliance efforts and ensure regulatory obligations are met in a dynamic financial services environment.
- Company: Established UK financial services business with a collaborative culture.
- Benefits: Competitive salary, ownership of compliance role, and exposure to senior leadership.
- Other info: Opportunity for professional development in a growing team.
- Why this job: Make a real impact by shaping the compliance framework and supporting business growth.
- Qualifications: 5+ years of compliance experience and strong knowledge of FCA regulations.
The predicted salary is between 60000 - 70000 £ per year.
Compliance Manager / MLRO
An established and growing UK financial services business is looking to appoint an experienced Compliance Manager / MLRO to join its team.
Reporting to senior leadership, you will play a key role in maintaining and developing a robust compliance framework, providing practical regulatory guidance across the business and ensuring the firm continues to meet its FCA and wider regulatory obligations.
This is a broad role offering the opportunity to take ownership of the compliance function while working closely with senior stakeholders and supporting the continued growth of the business.
Key Responsibilities
- Act as Money Laundering Reporting Officer (MLRO).
- Maintain and enhance horizon scanning and regulatory change processes.
- Manage and develop the firm's SM&CR arrangements.
- Oversee and maintain the compliance policy framework.
- Ensure accurate and timely submission of regulatory returns.
- Provide practical compliance advice and guidance across the business.
- Act as an escalation point for complex compliance matters.
- Identify, assess and escalate material compliance risks and issues.
- Maintain and develop the compliance risk and controls register.
- Produce compliance reports, recommendations and management information for senior leadership.
- Oversee compliance training, attestations and related processes.
- Review and improve compliance processes to ensure they remain effective and fit for purpose.
- Lead and support members of the compliance team, encouraging technical development and best practice.
You'll ideally have
- 5+ years' compliance experience within UK financial services.
You must have current approval for, or the ability to hold, SMF16 and SMF17.
- Previous experience acting as an MLRO.
- Strong knowledge of FCA regulations, SM&CR and financial services compliance requirements.
- Excellent analytical, organisational and problem-solving skills.
- Strong written and verbal communication skills.
- Excellent attention to detail and the ability to work under pressure.
- The confidence to work independently and provide advice to senior stakeholders.
- Experience with financial services back-office systems; Intelligent Office or Finplan would be advantageous.
- Strong Microsoft Office skills, particularly Word and Excel.
What's on Offer?
- £60,000 – £70,000 salary, depending on experience.
- Opportunity to take ownership of a broad and influential compliance role.
- Close exposure to senior leadership.
- The opportunity to shape and develop the firm's compliance framework.
- A professional, collaborative and growing financial services environment.
If you're an experienced Compliance Manager / MLRO looking for a role where you can make a real impact, we'd be interested in hearing from you.
Compliance Manager in Altrincham employer: recruitment22 Careers
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StudySmarter Expert Advice🤫
We think this is how you could land Compliance Manager in Altrincham
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like recruitment22 Careers looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Manager in Altrincham
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at recruitment22 Careers. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at recruitment22 Careers
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with recruitment22 Careers’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
