At a Glance
- Tasks: Lead compliance initiatives and deliver insights to senior stakeholders while managing financial crime risks.
- Company: Join a reputable FCA-regulated credit broker in Hertfordshire.
- Benefits: Competitive salary, professional development, and a supportive work environment.
- Other info: Opportunity for career advancement in a fast-paced industry.
- Why this job: Make a real difference in compliance and financial crime prevention within a dynamic team.
- Qualifications: Extensive experience in compliance roles and strong knowledge of FCA regulations required.
The predicted salary is between 60000 - 75000 € per year.
Compliance delivering regular MI to senior stakeholders, supporting governance, and identifying emerging risks for continuous improvement.
Qualifications
- Significant experience in a senior compliance role within an FCA-regulated credit broker or consumer finance firm, with strong knowledge of the FCA Handbook, including CONC, PRIN, SYSC, DISP, and Consumer Duty.
- Proven ability to design and deliver strategic, risk-based compliance monitoring programmes and implement financial crime prevention policies in an FCA-regulated environment.
- Experience engaging effectively with the FCA and senior stakeholders, supported by strong analytical, reporting, and communication skills.
- Professional compliance qualifications (e.g., ICA, CISI) and experience supporting SM.
Compliance & Financial Crime Manager – Hertfordshire, HP2 4YL employer: Recruit4Mum
Join a forward-thinking company in Hertfordshire that prioritises compliance and financial integrity, offering a dynamic work culture where your expertise will be valued. With a strong commitment to employee development, we provide ample opportunities for growth and advancement, alongside competitive benefits that support work-life balance. Our collaborative environment encourages innovation and continuous improvement, making it an ideal place for professionals seeking meaningful and rewarding careers.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance & Financial Crime Manager – Hertfordshire, HP2 4YL
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and financial crime sectors. We all know that sometimes it’s not just what you know, but who you know that can help you land that dream job.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of the FCA Handbook. We want you to be able to discuss CONC, PRIN, SYSC, DISP, and Consumer Duty confidently. Show them you’re the expert they need!
✨Tip Number 3
Don’t forget to showcase your analytical and reporting skills during interviews. We recommend bringing examples of how you’ve designed compliance monitoring programmes or implemented financial crime prevention policies in the past.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search. Let’s get you that Compliance & Financial Crime Manager role!
We think you need these skills to ace Compliance & Financial Crime Manager – Hertfordshire, HP2 4YL
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance & Financial Crime Manager role. Highlight your experience in FCA-regulated environments and any relevant qualifications. We want to see how your background aligns with what we're looking for!
Showcase Your Skills:In your cover letter, don’t just list your skills—show us how you've used them! Talk about specific examples where you've designed compliance monitoring programmes or engaged with senior stakeholders. This helps us see your impact in previous roles.
Be Clear and Concise:When writing your application, keep it clear and to the point. Use straightforward language and avoid jargon unless it's necessary. We appreciate a well-structured application that’s easy to read and understand.
Apply Through Our Website:We encourage you to apply through our website for the best chance of getting noticed. It’s super easy, and you’ll find all the details you need there. Plus, it shows us you’re keen on joining the StudySmarter team!
How to prepare for a job interview at Recruit4Mum
✨Know Your Compliance Stuff
Make sure you brush up on the FCA Handbook, especially the sections relevant to the role like CONC, PRIN, and Consumer Duty. Being able to discuss these in detail will show that you’re not just familiar with them but can apply them in real-world scenarios.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully designed compliance monitoring programmes or implemented financial crime prevention policies. Use the STAR method (Situation, Task, Action, Result) to structure your answers and make them impactful.
✨Engage with Stakeholders
Think about how you’ve effectively engaged with senior stakeholders and the FCA in previous positions. Be ready to discuss your communication strategies and how you’ve built relationships that support governance and risk management.
✨Ask Insightful Questions
Prepare thoughtful questions about the company’s current compliance challenges or their approach to emerging risks. This shows your genuine interest in the role and helps you assess if the company aligns with your values and career goals.
