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- Tasks: Join us as a Trainee QA Specialist and ensure top-notch financial advice quality.
- Company: Award-winning financial planning firm with a supportive culture.
- Benefits: Attractive salary, bonuses, and comprehensive benefits with remote work flexibility.
- Other info: Home-based role with occasional travel and excellent career growth opportunities.
- Why this job: Kickstart your career in compliance with full training and real impact on financial services.
- Qualifications: Some experience in Financial Services and strong attention to detail required.
The predicted salary is between 25000 - 30000 £ per year.
Our National Financial Planning and Wealth Management client was created to address an increasing demand for financial advice services within the UK. Their aim is to deliver sophisticated financial planning and investment management solutions through their Appointed Representative (AR) network.
Due to continued team expansion, the business now seeks to recruit an entry level QA Specialist who would like to begin a career in compliance. The hiring manager is looking to train and develop.
The business seeks an individual from a professional working background; Financial Services would be preferable. Experience of working within a Financial Planning business as an administrator or paraplanner would be desirable.
A willingness to study towards the Level 4 Diploma in Financial Advice will also be required in this opportunity.
- Pre-sale approval
- Adhere to company guidelines in respect of pre-approval criteria and maintenance of company professional standards
- Review advice, produce accurate quality control reports and provide constructive feedback to Advisers
- Analyze and understand the client file, needs and objectives together with any other supporting research evidence provided
- Apply grades 1-6 as appropriate – Outcome 5 and 6 to be notified to the Technical Manager and Head of Advice Proposition
- Ensure any remedial activity is followed up and completed in a timely manner and updated accordingly in pre-sale approval database
- Act as point of contact for queries on suitability from Advisers
- Provide qualitative feedback to Head of Advice Proposition
- Assist with the ongoing development of QC functions and procedure
- Identify and report trends which may indicate weaknesses in the understanding and implementation of the advice process
- Undertake both pre-sale approval file checking and Financial Promotions approvals to ensure agreed service levels are maintained
- Provide formal notification of all guidance requested from the Compliance Department
Some Financial Services experience with a proven high level of attention to written communications and numerical detail is essential.
This position will be home based indefinitely with very occasional travel to regional offices or training/HR days. The company enjoys an excellent working culture where staff retention is excellent. This is an award winning, notable brand and one which is going through current expansion through Private Equity investment.
A highly attractive salary, discretionary company bonus, alongside comprehensive benefits are available. This is a genuine career opportunity, one where the business is offering full training and support.
Location: Home Working – All UK locations considered | Salary: £25,000 - £30,000 per annum | Job type: full time
Trainee Quality Assurance Specialist in London employer: Recruit Wealth Limited
Contact Detail:
Recruit Wealth Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Trainee Quality Assurance Specialist in London
✨Tip Number 1
Network like a pro! Reach out to people in the financial services sector, especially those who work in compliance. A friendly chat can lead to valuable insights and even job leads.
✨Tip Number 2
Prepare for interviews by researching the company and its culture. Understand their values and how they align with your career goals. This will help you stand out as a candidate who truly fits in.
✨Tip Number 3
Show off your willingness to learn! Mention your plans to study for the Level 4 Diploma in Financial Advice during interviews. It shows you're committed to growing in the role and adds to your appeal.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of resources to help you ace your application and get noticed by hiring managers. Plus, it’s the best way to stay updated on new opportunities.
We think you need these skills to ace Trainee Quality Assurance Specialist in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experience that match the Trainee Quality Assurance Specialist role. Highlight any relevant financial services experience and your attention to detail, as these are key for us.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're interested in this role and how your background makes you a great fit. Don’t forget to mention your willingness to study towards the Level 4 Diploma in Financial Advice.
Showcase Your Communication Skills: Since this role involves a lot of written communication, make sure your application is clear and concise. Use proper grammar and structure to demonstrate your attention to detail, which is crucial for us.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity in our expanding team!
How to prepare for a job interview at Recruit Wealth Limited
✨Know Your Financial Services Basics
Brush up on your knowledge of financial services and compliance. Understand key concepts related to financial planning and investment management, as this will show your enthusiasm for the role and help you answer questions confidently.
✨Showcase Your Attention to Detail
Since the role requires a high level of attention to detail, prepare examples from your past experiences where you've demonstrated this skill. Whether it’s through previous jobs or academic projects, be ready to discuss how you ensured accuracy in your work.
✨Prepare Questions for the Interviewer
Think of insightful questions to ask the hiring manager about the company culture, training opportunities, and the specifics of the QA process. This not only shows your interest but also helps you gauge if the company is the right fit for you.
✨Express Your Willingness to Learn
Make it clear that you’re eager to study towards the Level 4 Diploma in Financial Advice. Highlight any previous learning experiences or courses you've taken that demonstrate your commitment to professional development in the financial sector.