At a Glance
- Tasks: Manage a portfolio of structured finance transactions and ensure smooth operations.
- Company: Join a dynamic team focused on governance and transaction management in capital markets.
- Benefits: Enjoy a collaborative work environment with opportunities for professional growth.
- Other info: This role requires full rights to work in the UK; no sponsorship available.
- Why this job: Be part of impactful financial transactions while developing your skills in a supportive culture.
- Qualifications: Two years' experience in structured finance and a legal degree are preferred.
The predicted salary is between 43200 - 72000 £ per year.
The Governance and Transaction Manager reports to a Governance and Transaction Management Team Leader. Day to day point of contact and manager for a portfolio of transactions and primarily responsible for:
- Company secretarial matters;
- Corporate and administrative affairs; and
- Transaction management relating to transactions primarily engaged in structured finance and securitisation activities.
Your Responsibilities:
- Transaction Management
- Manages a varied portfolio of securitisation and structured finance transactions covering a wide asset base including CMBS, RMBS, consumer credit, CLOs and auto receivables transactions.
- Communicates and coordinates with clients as well as all internal and external parties on the transactions in the allocated portfolio.
- Promotes a client service-oriented culture by providing timely responses to client requests, personal attention, complaint follow up and monitors the professionalism in communication with clients, colleagues and intermediaries.
- Ensures that all transactions in the allocated portfolio are fully understood.
- Analyses, evaluates and discusses specific client and prospect requests.
- Draft services agreements, fee letters and ancillary documents.
- Ensures the proper handling of transactions, including but not limited to incorporation, on-boarding, documentation review and execution in line with processes and procedures.
- Ensures the accurate and timely completion of internal processes and procedures for all transactions in the allocated portfolio.
- Corporate Secretarial Services
- Manages all company secretarial obligations for allocated special purpose vehicles (SPVs).
- Manages the timely organisation and preparation of board meetings.
- Ensures good legal standing of all SPVs under management during the whole lifecycle of companies.
- Business Development
- Maintains and grows relationships with existing clients and intermediaries.
- Attends meetings with clients and intermediaries. Where needed, participates in business trips for visiting existing clients, intermediaries and new potential clients.
- Coordinates timely reporting of legal issues with clients.
- Ensures the quality of client files is in high standing with regard to completeness and accuracy, and in accordance with the filing processes and procedures.
- Compliance
- Adheres to client acceptance process and procedures and executes periodic review of client files to ensure ongoing compliance.
- Actively monitors transactions under management.
- Ensures all SPVs comply with regulations that are relevant to them including, but not limited to, Market Abuse Regulations.
- Client Invoicing
- Submits time recording on a timely basis to ensure appropriate chargeability and a proper invoicing of chargeable work.
- Responsible for preparation of client billing files in line with the corresponding services agreement; and Review of invoices and ensuring timely settlement of these.
- People Management
- Coaches junior team members where required.
- Oversees the execution of transaction documents, by junior members of team, for transactions.
Key Competencies:
- Minimum two years’ experience working in structured finance. Experience with a corporate services provider an advantage but not essential.
- Legal degree or similar.
- Fluency in written and spoken English.
- Excellent written and oral communication skills.
- Ability to cope with a busy workload and to agree and meet deadlines.
- Meticulous attention to detail.
- Planning and organisational skills.
- Ability to work effectively as part of a team while also comfortable working on own initiative.
- Willing to provide guidance and training to junior team members.
This role does not offer any sponsorship and must have full rights to work in the UK.
StudySmarter Expert Advice🤫
We think this is how you could land Transaction Manager Capital Markets in London
✨Tip Number 1
Familiarise yourself with the structured finance and securitisation landscape. Understanding the nuances of CMBS, RMBS, CLOs, and other asset types will not only help you in interviews but also demonstrate your genuine interest in the role.
✨Tip Number 2
Network with professionals in the capital markets sector. Attend industry events or webinars to connect with potential colleagues and clients. This can provide valuable insights and may even lead to referrals for the position.
✨Tip Number 3
Brush up on your corporate secretarial knowledge. Being well-versed in company obligations and governance practices will set you apart, especially since this role involves managing SPVs and board meetings.
✨Tip Number 4
Prepare to discuss your experience in client management. Highlight specific examples where you've successfully maintained or grown client relationships, as this is a key aspect of the role and will showcase your client service orientation.
We think you need these skills to ace Transaction Manager Capital Markets in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV highlights relevant experience in structured finance and transaction management. Use specific examples that demonstrate your ability to manage portfolios and communicate effectively with clients.
Craft a Compelling Cover Letter:Write a cover letter that showcases your understanding of the role and the company. Mention your experience with corporate secretarial matters and your ability to handle client relationships, as these are key aspects of the job.
Highlight Key Competencies:In your application, emphasise your legal background, attention to detail, and organisational skills. These competencies are crucial for the Governance and Transaction Manager position and should be clearly articulated.
Proofread Your Application:Before submitting, carefully proofread your application for any spelling or grammatical errors. A polished application reflects your professionalism and attention to detail, which is essential for this role.
How to prepare for a job interview at Read ~Recruit Limited
✨Understand the Role Thoroughly
Before the interview, make sure you have a solid grasp of the responsibilities outlined in the job description. Familiarise yourself with terms like securitisation, structured finance, and corporate secretarial services, as these will likely come up during your discussion.
✨Showcase Your Communication Skills
Given the emphasis on client communication in this role, be prepared to demonstrate your excellent written and oral communication skills. You might be asked to provide examples of how you've effectively managed client relationships or resolved issues in the past.
✨Highlight Your Attention to Detail
This position requires meticulous attention to detail, especially when handling transactions and documentation. Be ready to discuss specific instances where your attention to detail made a significant impact on a project or transaction.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving abilities and how you would handle various situations related to transaction management. Think about past experiences where you successfully navigated challenges in a busy workload or met tight deadlines.
