At a Glance
- Tasks: Advise on financial regulations and support clients with cross-border matters.
- Company: Leading global law firm with a strong focus on financial services.
- Benefits: Early responsibility, direct partner exposure, and high calibre client base.
- Other info: Exciting international role with excellent career development opportunities.
- Why this job: Join a dynamic team and make a real impact in the investment management sector.
- Qualifications: 2-4 PQE in financial services regulatory practice and strong knowledge of relevant regulations.
The predicted salary is between 60000 - 80000 £ per year.
We have been instructed on a vacancy for a qualified lawyer (2-4 PQE) to join a leading Financial Services Regulatory team. The role will focus on non-contentious advisory work for investment managers and funds, providing practical, commercial guidance on UK and EU regulatory issues and supporting clients on cross-border matters.
Duties will include:
- Advising on the FCA Handbook
- Interpreting and applying MiFID II and AIFMD, including distribution, marketing and disclosure requirements
- Preparing and reviewing documentation
- Advising on SMCR governance, conduct and fitness & propriety issues, including training and briefing senior management
- Providing transactional regulatory support
- Working closely with colleagues in London and overseas
The role offers early responsibility, direct partner exposure and a high calibre client base in the investment management sector.
You will have 2-4 PQE gained working in a leading financial services regulatory practice with a strong working knowledge of the FCA/PRA regimes, FSMA, MiFID II, AIFMD and related UK/EU regulations. You will be ready to make a career move to a highly rewarding and challenging international role.
Financial Regulatory Solicitor - Non Contentious in London employer: Reachwork
Join a leading Personal Injury practice in Birkenhead, where you'll thrive in a supportive and dynamic work environment. With a strong focus on employee development, you will have the opportunity to manage your own caseload from day one, benefiting from competitive salaries and hybrid working arrangements that promote a healthy work-life balance. This is an excellent opportunity for ambitious paralegals looking to grow their careers within a rapidly expanding team.
