At a Glance
- Tasks: Support regulatory reporting and monitor capital and leverage limits.
- Company: Join RBC, a leading global bank with a collaborative culture.
- Benefits: Competitive salary, bonuses, flexible benefits, and world-class training.
- Other info: Work in a supportive environment focused on innovation and professional growth.
- Why this job: Make a real impact in finance while growing your career in a dynamic team.
- Qualifications: Experience in regulatory reporting and strong Excel skills required.
The predicted salary is between 55000 - 65000 £ per year.
This role will report into the Head of Regulatory Production (Associate Director/VP).
You will support daily, monthly, and quarterly regulatory reporting activities, including monthly and quarterly submissions to regulators for RBC EL, RBC EG, GAM, Paris branch, as well as the production of ICAAP, ICARA, and external publications (Pillar 3). The role also involves supervision of daily monitoring of capital, leverage, and large exposures limits, and change work to produce or review business requirements and perform UAT. This is a permanent full‑time role requiring 4 days in the office at 10 Fenchurch Avenue.
What will you do?
- Supervision of daily monitoring of capital, leverage and concentration risk for RBC EL and EG.
- Production or review of monthly ALCO papers.
- ICAAP and ICARA production (capital projections for base case and stress scenarios).
- Ensure up to date documentation and controls.
- Involved in regulatory projects (e.g., Basel 3.1, CRD6).
- Review daily monitoring activities and communicate to senior management.
- Actively manage internal limit breaches with businesses and escalating as required.
- Provide updates on ICAAP, ICARA at relevant Committees.
- Provide project updates on relevant Steering Committee and for ALCO.
What do you need to succeed?
Must‑have
- Demonstrable experience of working in a reporting or control environment and experience of regulatory reporting requirements.
- Experience in dealing with regulatory change and enhancement projects.
- Knowledge of Capital Markets products notably: securities, SFTs and derivatives.
- Understanding of regulatory rules e.g. Basel III, CRD V&VI, IFR.
- Excellent written and verbal communication and presentational skills.
- Good IT skills, including data manipulation in Excel and other applications.
- Strong emphasis on risk mitigation and controls.
- Problem solving abilities and a self‑starter that can work on own initiative.
- Strong Excel skills.
Nice‑to‑have
- Finance qualification (ACA/CIMA/ACCA/CFA) will be beneficial to this role because of the focus on creating a strong control environment.
- Use of Regulatory Reporting Software (Axiom).
- Knowledge of financial products.
- Strong understanding of PRA standardised capital calculation rules and Basel 3.1.
- Experiences with COREP, IFR, ICAAP and Pillar 3 reporting.
What’s in it for you?
We thrive on the challenge to be our best - progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation.
- Leaders who support your development through coaching and managing opportunities.
- Opportunities to work with the best in the field.
- Ability to make a difference and lasting impact.
- Work in a dynamic, collaborative, progressive, and high‑performing team.
- A world‑class training program in financial services.
Senior Regulatory Analyst, Finance Regulatory Reporting & Control (London-based) employer: RBC
RBC is an exceptional employer that prioritises employee growth and development, offering a comprehensive Total Rewards Program alongside world-class training in financial services. Located in the heart of London at 10 Fenchurch Avenue, our dynamic and collaborative work culture fosters innovation and mutual success, ensuring that every team member can make a meaningful impact while thriving in their career.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Regulatory Analyst, Finance Regulatory Reporting & Control (London-based)
✨Tip Number 1
Network like a pro! Reach out to folks in the finance regulatory space on LinkedIn or at industry events. A friendly chat can open doors that a CV just can't.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of Basel III and CRD regulations. Show us you know your stuff, and don’t forget to have examples ready that highlight your problem-solving skills!
✨Tip Number 3
Practice your presentation skills! You’ll need to communicate complex regulatory info clearly, so grab a friend and run through your ideas. Confidence is key when discussing capital projections and risk management.
✨Tip Number 4
Don’t just apply anywhere; apply through our website! It shows you’re genuinely interested in joining our team and helps us keep track of your application. Plus, we love seeing familiar names!
We think you need these skills to ace Senior Regulatory Analyst, Finance Regulatory Reporting & Control (London-based)
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Senior Regulatory Analyst role. Highlight your experience in regulatory reporting and control environments, and don’t forget to mention any relevant projects you've worked on that align with the job description.
Showcase Your Skills:We want to see your excellent written and verbal communication skills shine through. Use clear and concise language in your application, and provide examples of how you've successfully communicated complex regulatory concepts in the past.
Highlight Relevant Experience:Don’t just list your previous jobs; explain how your experience relates to the responsibilities outlined in the job description. If you’ve dealt with Basel III or CRD regulations, make sure to mention it!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity at RBC.
How to prepare for a job interview at RBC
✨Know Your Regulatory Stuff
Make sure you brush up on your knowledge of regulatory reporting requirements, especially Basel III and CRD V&VI. Being able to discuss these topics confidently will show that you're not just familiar with the role but also passionate about it.
✨Excel Skills are Key
Since strong Excel skills are a must-have for this position, practice your data manipulation techniques before the interview. Be ready to discuss specific examples of how you've used Excel in previous roles to manage data or create reports.
✨Prepare for Scenario Questions
Expect questions that assess your problem-solving abilities and how you handle regulatory changes. Think of past experiences where you successfully managed internal limit breaches or contributed to regulatory projects, and be prepared to share those stories.
✨Showcase Your Communication Skills
This role requires excellent written and verbal communication skills. Prepare to demonstrate how you've effectively communicated complex regulatory information to senior management or stakeholders in the past. Practising your presentation skills can really help here!
