At a Glance
- Tasks: Lead compliance testing and assess regulatory processes to manage risk effectively.
- Company: Join a leading financial services firm with a focus on compliance and innovation.
- Benefits: Competitive salary, bonuses, flexible benefits, and world-class training opportunities.
- Other info: Collaborative environment with strong support for personal and professional growth.
- Why this job: Make a real impact in a dynamic team while developing your career in compliance.
- Qualifications: Experience in Regulatory Compliance Testing or Internal Audit is essential.
The predicted salary is between 60000 - 75000 € per year.
As an integral member of the UK Compliance Testing team, the Manager role supports local Chief Compliance Officers in fulfilling their responsibilities defined under the RBC Regulatory Compliance Management Framework.
What will you do?
- Assess the adequacy, adherence to, and effectiveness of processes and day‑to‑day controls to manage regulatory compliance risk.
- Provide an opinion on the effectiveness of the processes and Regulatory Compliance Management (RCM) controls.
- Lead and deliver timely and accurate compliance testing reviews to manage Regulatory and Conduct risk across the bank.
- Work with Compliance and business colleagues to track and advise on the appropriateness of action plans, to resolve issues identified during testing reviews.
- Contribute toward the continual enhancement of the testing approach and annual testing program, enhancing the existing Enterprise Monitoring and Testing control standards.
- Assist in the delivery of timely responses to internal audit.
- Support ad‑hoc projects and activities as required, such as methodology improvements, stakeholder management and committee reporting.
What do you need to succeed?
- Proven experience in Regulatory Compliance Testing and/or Internal Audit.
- Experience within Financial Services (Capital Markets / Wealth Management / Asset Management).
- Strong planning and organisation, analytical thinking, and problem‑solving capabilities.
- Good senior stakeholder management.
Nice‑to‑have
- Bachelor’s degree (or equivalent).
- Qualifications in auditing, monitoring or risk.
- Data analytical skills.
What is in it for you?
- A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation.
- Leaders who support your development through coaching and managing opportunities.
- Opportunities to work with the best in the field.
- Ability to make a difference and lasting impact.
- Work in a dynamic, collaborative, progressive, and high‑performing team.
- A world‑class training program in financial services.
Manager, Compliance Testing Europe (London) employer: RBC
As a leading employer in the financial services sector, RBC offers a dynamic and collaborative work environment in London, where you can thrive as a Manager in Compliance Testing. With a strong focus on employee development, you will benefit from world-class training programs and the opportunity to work alongside industry experts, all while enjoying a comprehensive rewards package that includes competitive compensation and flexible benefits. Join us to make a meaningful impact in regulatory compliance and be part of a high-performing team dedicated to excellence.
StudySmarter Expert Advice🤫
We think this is how you could land Manager, Compliance Testing Europe (London)
✨Tip Number 1
Network like a pro! Reach out to folks in the compliance and financial services sectors. Attend industry events or webinars, and don’t be shy about connecting on LinkedIn. We all know that sometimes it’s not just what you know, but who you know!
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of regulatory compliance frameworks. We suggest you create a list of common interview questions and practice your responses. The more confident you are, the better you’ll perform!
✨Tip Number 3
Showcase your analytical skills! During interviews, be ready to discuss specific examples where you’ve assessed compliance risks or improved processes. We want to see how you think and solve problems, so bring your A-game!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, we love seeing candidates who take the initiative to engage directly with us. Let’s make this happen together!
We think you need these skills to ace Manager, Compliance Testing Europe (London)
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experiences that match the Manager role in Compliance Testing. Highlight your proven experience in Regulatory Compliance Testing and any relevant qualifications to catch our eye!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the role and how your background in Financial Services aligns with what we’re looking for. Be genuine and let your personality come through.
Showcase Your Analytical Skills:Since this role requires strong analytical thinking, make sure to include examples of how you've used these skills in past roles. Whether it's problem-solving or assessing compliance risks, we want to see your thought process!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands and helps us keep track of all the amazing candidates like you!
How to prepare for a job interview at RBC
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of regulatory compliance frameworks, especially the RBC Regulatory Compliance Management Framework. Be ready to discuss how your previous experience in compliance testing or internal audit aligns with the role.
✨Showcase Your Analytical Skills
Prepare examples that highlight your analytical thinking and problem-solving capabilities. Think of specific situations where you assessed processes or controls and how your insights led to improvements.
✨Engage with Stakeholders
Since senior stakeholder management is key, come prepared with examples of how you've successfully collaborated with senior colleagues in the past. This will demonstrate your ability to track and advise on action plans effectively.
✨Be Ready for Scenario Questions
Expect scenario-based questions that test your decision-making skills in compliance testing. Practice articulating your thought process clearly, showing how you would handle various compliance challenges.
