At a Glance
- Tasks: Support compliance initiatives and enhance risk assessment processes in capital markets.
- Company: Join RBC, a leading global bank with a commitment to diversity and inclusion.
- Benefits: Full-time contract role with competitive salary and professional growth opportunities.
- Other info: Collaborative culture focused on respect, belonging, and opportunity for all.
- Why this job: Make a real impact in compliance while working in a dynamic and supportive environment.
- Qualifications: Strong analytical skills and knowledge of financial regulations required.
The predicted salary is between 36000 - 60000 € per year.
Member of the European Capital Markets Compliance team, with responsibility for supporting the Director, Capital Markets Compliance initiatives in supporting with the delivery of enhancements to the RBC EG Compliance risk assessment process, control framework and Compliance monitoring programme.
Responsibilities include:
- Supporting the mapping of specific Securities Trading Act and other related regulatory requirements to existing controls operating within the RBC EG entity;
- Supporting the analysis of effectiveness of mapped controls, identifying control gaps and proposing opportunities for enhancement to ensure mitigation of the risk of Securities Trading Act and other regulatory requirements;
- Working with both 1LOD and 2LOD colleagues to agree remediation actions should any enhancements to the control framework be identified;
- Supporting implementation of new controls;
- Contributing to enhancements to ensure sustainability of the control framework and risk assessment longer term;
- Supporting in the design and implementation of an enhanced Compliance monitoring programme for RBC EG.
The primary purpose of the role is to support the above activities in respect of RBC EG, however other activities to support the broader CM Compliance team may also be required.
Job Skills: Audits, Compliance, Communication, Critical Thinking, Data Gathering Analysis, Decision Making, Detail-Oriented, Effective Written Communication, Financial Regulation, Industry Knowledge, Interpersonal Influence, Oral Communications, Organizational Tasks, Priority Management, Proactive Behavior, Product Services, Risk Management, Strategic Thinking, Time Management.
Manager, Capital Markets Compliance, 12 month FTC in London employer: RBC
RBC is an exceptional employer that prioritises a culture of collaboration, respect, and excellence, making it an ideal place for professionals in the Capital Markets Compliance field. Located in the heart of London, employees benefit from a dynamic work environment that encourages innovation and personal growth, alongside comprehensive support for career development. With a commitment to inclusivity and diverse perspectives, RBC fosters a workplace where every team member can thrive and contribute meaningfully to the success of the organisation and its clients.
StudySmarter Expert Advice🤫
We think this is how you could land Manager, Capital Markets Compliance, 12 month FTC in London
✨Tip Number 1
Network like a pro! Reach out to folks in the Capital Markets Compliance space on LinkedIn or at industry events. A friendly chat can open doors that a CV just can't.
✨Tip Number 2
Prepare for interviews by diving deep into RBC's values and recent initiatives. Show us you’re not just a fit for the role, but also for our culture. We love candidates who resonate with our mission!
✨Tip Number 3
Practice your STAR technique for answering competency questions. Structure your responses around Situation, Task, Action, and Result to clearly demonstrate your skills and experiences.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re genuinely interested in joining our team.
We think you need these skills to ace Manager, Capital Markets Compliance, 12 month FTC in London
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter to highlight your experience in compliance and risk management. We want to see how your skills align with the specific responsibilities mentioned in the job description.
Showcase Your Communication Skills:Effective written communication is key for this role. Use clear and concise language in your application, and don’t forget to demonstrate your ability to convey complex information simply. We love a good storyteller!
Highlight Relevant Experience:When detailing your previous roles, focus on your experience with regulatory requirements and compliance frameworks. We’re looking for candidates who can show us their critical thinking and problem-solving skills in action.
Apply Through Our Website:We encourage you to submit your application through our website. It’s the best way for us to receive your details and ensures you’re considered for this exciting opportunity. Plus, it’s super easy!
How to prepare for a job interview at RBC
✨Know Your Regulations
Make sure you brush up on the Securities Trading Act and any other relevant regulations. Understanding these will not only help you answer questions confidently but also show that you're proactive and detail-oriented, which is crucial for this role.
✨Showcase Your Analytical Skills
Prepare to discuss your experience with compliance risk assessments and control frameworks. Think of specific examples where you've identified control gaps or proposed enhancements, as this will demonstrate your critical thinking and problem-solving abilities.
✨Communicate Effectively
Since this role involves working with various teams, practice articulating your thoughts clearly. Use examples from past experiences to illustrate how you've successfully collaborated with colleagues from different departments, showcasing your interpersonal influence and communication skills.
✨Be Proactive in Your Approach
During the interview, express your enthusiasm for contributing to the compliance monitoring programme. Share ideas on how you would support the design and implementation of new controls, highlighting your strategic thinking and proactive behaviour.
