At a Glance
- Tasks: Support AML Advisory services and manage financial crime risk in Wealth Management.
- Company: Join a leading financial services firm with a focus on compliance and risk management.
- Benefits: Competitive salary, bonuses, flexible benefits, and world-class training opportunities.
- Other info: Dynamic team environment with excellent growth potential and supportive leadership.
- Why this job: Make a real impact in financial crime prevention while developing your career.
- Qualifications: Strong knowledge of financial crime regulations and experience in AML compliance.
The predicted salary is between 60000 - 80000 £ per year.
What is the opportunity? You will work as part of the European AML Compliance Team and will support the Head of Wealth AM Advisory UK & Ireland with the management of financial crime risk and the provision of AML Advisory services to Wealth Management Europe (WME) in the United Kingdom.
What will you do?
- Support the Head of Wealth AM Advisory UK & Ireland with the provision of AML Advisory Services to the UK Wealth Management International and Brewin Dolphin business.
- Provide advice on the approval of new prospects at onboarding and existing clients at review taking into consideration the WME and wider Enterprise risk appetite standards.
- Assist in the review and implementation of UK AML Legislation and Regulation.
- Provide input to the drafting and maintenance of AML local policies and procedures, as requested.
- Take into consideration, incorporate and participate in Enterprise wide Compliance initiatives.
- Draft risk assessments with respect to new products or changes to existing products.
- Assist with the completion of Annual Business Risk Assessments relating to Financial Crime.
- Where required, prepare and deliver training to second line of defence on Financial Crime related topics.
- Collaborate with other AML and Compliance team members as necessary for continuous improvement of systems, controls & processes and to share best practices.
- Keep abreast of changes to regulatory and legislative rules and principles including attending lectures, seminars and training courses (where possible).
- Provide assistance to the wider AML Compliance Team as and when required.
Qualifications
Must-have
- Strong knowledge of the Financial Crime, legal and regulatory environment in relation to the wealth management businesses.
- Experience providing advice and guidance to the first line of defence in relation to AML regulatory requirements and expectations.
- Good understanding of AML/CTF and ABAC laws across Europe.
- Experience working within an AML Compliance department.
Nice-to-have
- Educated to degree level or similar/equivalent.
- Professional qualification in AML / Financial Crime.
Benefits
- A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation.
- Leaders who support your development through coaching and managing opportunities.
- Opportunities to work with the best in the field.
- Ability to make a difference and lasting impact.
- Work in a dynamic, collaborative, progressive, and high‑performing team.
- A world‑class training program in financial services.
Location & Working Hours: 100 Bishopsgate, London, United Kingdom. Full time, 35 hrs per week.
12 Month FTC Associate Director, AML Wealth Advisory - Group Risk Management Division (London) employer: RBC
Join a leading firm in the heart of London, where you will be part of a dynamic and collaborative team dedicated to managing financial crime risk in wealth management. With a strong focus on employee development, our comprehensive Total Rewards Program offers competitive compensation, flexible benefits, and world-class training opportunities, ensuring you can make a meaningful impact while advancing your career in a progressive environment.
StudySmarter Expert Advice🤫
We think this is how you could land 12 Month FTC Associate Director, AML Wealth Advisory - Group Risk Management Division (London)
✨Network Like a Pro
Get out there and connect with people in the industry! Attend events, join online forums, and don’t be shy about reaching out on LinkedIn. We all know that sometimes it’s not just what you know, but who you know that can help you land that dream job.
✨Ace the Informational Interview
If you can, set up informational interviews with professionals in AML or wealth management. This is your chance to learn more about the field and make a great impression. Plus, it shows you’re proactive and genuinely interested in the role!
✨Show Off Your Skills
When you get the chance to meet potential employers, whether in person or virtually, make sure to highlight your relevant skills and experiences. We want to see how you can contribute to the team, so come prepared with examples of your past work and successes.
✨Apply Through Our Website
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who take the initiative to engage directly with us.
We think you need these skills to ace 12 Month FTC Associate Director, AML Wealth Advisory - Group Risk Management Division (London)
Some tips for your application 🫡
Tailor Your CV:Make sure your CV speaks directly to the job description. Highlight your experience in AML and financial crime compliance, and don’t forget to mention any relevant qualifications. We want to see how you fit into our team!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about AML and how your skills align with our needs. Keep it concise but impactful – we love a good story!
Showcase Your Knowledge:In your application, demonstrate your understanding of the regulatory environment and AML practices. Mention any specific laws or regulations you’re familiar with, as this shows us you’re ready to hit the ground running.
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you get all the updates directly from us. Plus, it’s super easy!
How to prepare for a job interview at RBC
✨Know Your AML Stuff
Make sure you brush up on your knowledge of AML regulations and financial crime laws, especially those relevant to wealth management. Be ready to discuss how these regulations impact the business and share examples from your experience.
✨Showcase Your Advisory Skills
Prepare to talk about your experience providing advice to the first line of defence. Think of specific instances where your guidance made a difference, and be ready to explain your thought process behind those decisions.
✨Stay Updated on Regulations
Demonstrate that you’re proactive about keeping up with changes in AML legislation. Mention any recent seminars or training you've attended, and how you’ve applied that knowledge in your previous roles.
✨Collaborative Mindset
Highlight your ability to work well with others, especially in a compliance context. Be prepared to discuss how you’ve collaborated with teams to improve systems and processes, and share any best practices you’ve implemented.
