At a Glance
- Tasks: Lead regulatory initiatives and enhance business control frameworks in Global Markets.
- Company: Join RBC, a leading financial institution with a dynamic culture.
- Benefits: Competitive pay, bonuses, flexible benefits, and world-class training.
- Other info: Collaborative environment with opportunities for personal and professional growth.
- Why this job: Make a real impact in a high-performing team while developing your career.
- Qualifications: Extensive experience in Global Markets supervision and deep regulatory knowledge.
The predicted salary is between 100000 - 150000 € per year.
Opportunity RBC is seeking a Director to join our London office. In this role you will support the interpretation and implementation of key regulations and policy initiatives and evolve the GM Europe 1LOD (First Line of Defense) procedures framework. You will partner with Business Heads and Functional Partners to drive the efficiency and effectiveness of our business control environment and operating models, ensuring robust regulatory and audit evidence—including management reporting—to uphold adherence to internal policies and procedures.
Responsibilities
- Partner with Compliance and Law Group to stay abreast of regulatory change and guidance affecting the Global Markets Europe business, communicating and implementing as appropriate.
- Ensure relevant regulatory and policy requirements are considered against key strategic initiatives and discussed with Global Markets Europe Leadership.
- Evaluate and review the ongoing effectiveness of implemented policies, identifying and remediating gaps.
- Maintain and evolve desk procedures and other business documentation, including KPIs and Management Information.
- Support an effective governance framework to ensure SMFs receive timely escalation and information.
- Support 1LOD training on relevant policies and procedures.
- Identify opportunities to simplify and standardise processes related to regulations and policies.
- Support an effective control environment to adhere to internal policies and external requirements, partnering with second line of defence functions.
- Engage in ad‑hoc projects and initiatives across the business as required.
- Proactively identify operational risks and control deficiencies in the business.
- Review and comply with Firm Policies applicable to your business activities.
- Escalate operational risk loss events, control deficiencies, and risks to your line manager and relevant risk and control functions promptly.
Qualifications
- Extensive experience within a Front Office Global Markets supervision role.
- Deep knowledge of regulatory policy and change.
- Experience with 1LOD training, policy and procedures.
Benefits
- A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation.
- Leadership support for your development through coaching and managing opportunities.
- Opportunities to work with the best in the field.
- Ability to make a difference and create lasting impact.
- Work in a dynamic, collaborative, progressive, and high‑performing team.
- A world‑class training program in financial services.
Location Address: 100 Bishopsgate, London, United Kingdom
Director, Global Markets Supervision employer: RBC
RBC is an exceptional employer, offering a dynamic and collaborative work environment in the heart of London. As a Director in Global Markets Supervision, you will benefit from a comprehensive Total Rewards Program, including competitive compensation and leadership support for your professional development. With opportunities to work alongside industry leaders and make a meaningful impact, RBC fosters a culture of growth and innovation, ensuring that you thrive in your career while contributing to a high-performing team.
StudySmarter Expert Advice🤫
We think this is how you could land Director, Global Markets Supervision
✨Tip Number 1
Network like a pro! Reach out to folks in the industry, especially those at RBC or similar firms. A friendly chat can open doors and give you insights that job descriptions just can't.
✨Tip Number 2
Prepare for interviews by diving deep into the latest regulatory changes affecting Global Markets. Show us you’re not just familiar with the basics but are genuinely passionate about staying ahead of the curve.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you note. It keeps you on their radar and shows your enthusiasm for the role.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen. Plus, it shows you’re serious about joining our team at RBC.
We think you need these skills to ace Director, Global Markets Supervision
Some tips for your application 🫡
Tailor Your CV:Make sure your CV speaks directly to the job description. Highlight your experience in Global Markets supervision and any relevant regulatory knowledge. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the Director role. Share specific examples of how you've driven efficiency and effectiveness in previous roles, just like we do at StudySmarter.
Showcase Your Teamwork Skills:Since this role involves partnering with various teams, make sure to highlight your collaboration skills. Talk about how you've worked with compliance and law groups or other departments to implement policies and procedures effectively.
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates from us!
How to prepare for a job interview at RBC
✨Know Your Regulations
Make sure you brush up on the latest regulatory changes and policies relevant to Global Markets. Being able to discuss these confidently will show that you're not just familiar with the role but also proactive about staying informed.
✨Showcase Your Experience
Prepare specific examples from your past roles that highlight your experience in Front Office Global Markets supervision. Use the STAR method (Situation, Task, Action, Result) to structure your answers and demonstrate how you've successfully navigated challenges.
✨Engage with the Team
During the interview, express your enthusiasm for collaborating with Business Heads and Functional Partners. Share ideas on how you can drive efficiency and effectiveness in the business control environment, showing that you're a team player who values collaboration.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's governance framework and how they handle operational risks. This not only shows your interest in the role but also gives you a chance to assess if the company aligns with your values and career goals.
