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For Companies At a Glance
- Tasks: Lead trade surveillance projects and develop key analytical tools for market conduct.
- Company: Join RBC, a leading global bank with a commitment to innovation and compliance.
- Benefits: Enjoy competitive pay, flexible working options, and a comprehensive rewards programme.
- Why this job: Make a real impact in financial compliance while growing your career in a dynamic team.
- Qualifications: Strong understanding of UK regulations and coding skills in C#, Java, or Python.
- Other info: Collaborative environment with world-class training and development opportunities.
The predicted salary is between 43200 - 72000 £ per year.
Overview
What is the opportunity? Trade Surveillance Associate Director to work as part of the EMEA & APAC Trade Surveillance team providing Market Abuse and Market Conduct Surveillance to Capital Markets (CM), Global Asset Management (GAM), Wealth Management (WM) across RBC's European businesses. The role will support the delivery of core elements of the Compliance Management Plan, as it relates to Monitoring and Surveillance on a timely and consistent basis and in accordance with this mandate and agreed goals/objectives. Support the development of a strong and consistent Compliance culture across all areas of the CM, WM and GAM operations in Europe.
What will you do?
- Responsible for the development and maintenance of key EUC's for trade surveillance across all asset classes.
- Responsible for developing the analysis of RBC traders by surveillance, including working with other functions to include data from outside the surveillance functions into the tool and dashboards.
- Working with senior management on ad-hoc and potentially confidential investigations.
- Developing Tableau dashboards in response to business needs.
- Specific responsibility for running and escalating anomalies in Singapore Benchmark (SORA) submission.
What do you need to succeed?
Must-have
- Broad knowledge of the UK regulatory framework including an excellent understanding of the FCA Conduct of Business, EU Market Abuse Regulation and global Market Abuse framework.
- Experience of trade surveillance, a trading background or a strong numerical degree.
- Coding ability in C#, Java or Python.
- Sound working knowledge of Nasdaq Trade Surveillance, TradingHub MAST and Kx preferred, or willingness to learn.
- Advanced Excel / VBA skills.
- Sound working knowledge of Tableau or similar.
- Strong understanding of data transformation.
- Solid working knowledge of IT systems and Microsoft Office Products.
Nice-to-have
- Kx experience.
What is in it for you?
- A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation.
- Leaders who support your development through coaching and managing opportunities.
- Opportunities to work with the best in the field.
- Ability to make a difference and lasting impact.
- Work in a dynamic, collaborative, progressive, and high-performing team.
- A world-class training program in financial services.
- Flexible working options fully supported.
Inclusion and Equal Opportunity Employment
At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.
Associate Director – Surveillance Projects employer: RBC
Contact Detail:
RBC Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Associate Director – Surveillance Projects
✨Network Like a Pro
Get out there and connect with people in the industry! Attend events, join online forums, or even reach out to folks on LinkedIn. Building relationships can open doors that a CV just can't.
✨Ace the Interview
Prepare for your interviews by researching the company and practising common questions. Show them you know your stuff about trade surveillance and the regulatory landscape. Confidence is key!
✨Showcase Your Skills
Don’t just talk about your experience; demonstrate it! Bring examples of your work, like dashboards you've created or analyses you've conducted. This will help you stand out from the crowd.
✨Apply Through Our Website
Make sure to apply directly through our website. It’s the best way to ensure your application gets seen by the right people. Plus, it shows you're genuinely interested in joining our team!
We think you need these skills to ace Associate Director – Surveillance Projects
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Associate Director role. Highlight your experience in trade surveillance and any relevant coding skills. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and surveillance. Share specific examples of your achievements that relate to the job description.
Showcase Your Technical Skills: Since this role requires coding abilities, don’t forget to mention your proficiency in C#, Java, or Python. If you have experience with Tableau or similar tools, make sure to highlight that too!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity at RBC!
How to prepare for a job interview at RBC
✨Know Your Regulations
Make sure you brush up on the UK regulatory framework, especially the FCA Conduct of Business and EU Market Abuse Regulation. Being able to discuss these topics confidently will show that you understand the compliance landscape and are ready to contribute from day one.
✨Showcase Your Technical Skills
Since coding in C#, Java, or Python is a must-have, be prepared to discuss your experience with these languages. If you've worked with Tableau or similar tools, bring examples of how you've used them to create dashboards or analyse data. This will demonstrate your technical prowess and problem-solving abilities.
✨Prepare for Scenario Questions
Expect questions about how you would handle specific trade surveillance scenarios or anomalies. Think through some potential situations and how you would approach them, especially in relation to Singapore Benchmark submissions. This will help you articulate your critical thinking and decision-making skills.
✨Emphasise Collaboration
This role involves working closely with senior management and other functions. Be ready to share examples of how you've successfully collaborated in the past, particularly in high-pressure environments. Highlighting your interpersonal skills will show that you're a team player who can thrive in a dynamic setting.
