At a Glance
- Tasks: Support AML Advisory services and manage financial crime risk in Wealth Management.
- Company: Join a leading financial services firm with a focus on compliance and risk management.
- Benefits: Competitive salary, bonuses, flexible benefits, and world-class training opportunities.
- Other info: Dynamic team environment with opportunities for professional growth.
- Why this job: Make a real impact in financial crime prevention while developing your career.
- Qualifications: Strong knowledge of financial crime regulations and experience in AML compliance.
The predicted salary is between 55000 - 65000 £ per year.
What is the opportunity? You will work as part of the European AML Compliance Team and will support the Head of Wealth AM Advisory UK & Ireland with the management of financial crime risk and the provision of AML Advisory services to Wealth Management Europe (WME) in the United Kingdom.
What will you do?
- Support the Head of Wealth AM Advisory UK & Ireland with the provision of AML Advisory Services to the UK Wealth Management International and Brewin Dolphin business.
- Provide advice on the approval of new prospects at onboarding and existing clients at review taking into consideration the WME and wider Enterprise risk appetite standards.
- Assist in the review and implementation of UK AML Legislation and Regulation.
- Provide input to the drafting and maintenance of AML local policies and procedures, as requested.
- Take into consideration, incorporate and participate in Enterprise wide Compliance initiatives.
- Draft risk assessments with respect to new products or changes to existing products.
- Assist with the completion of Annual Business Risk Assessments relating to Financial Crime.
- Where required, prepare and deliver training to second line of defence on Financial Crime related topics.
- Collaborate with other AML and Compliance team members as necessary for continuous improvement of systems, controls & processes and to share best practices.
- Keep abreast of changes to regulatory and legislative rules and principles including attending lectures, seminars and training courses (where possible).
- Provide assistance to the wider AML Compliance Team as and when required.
Qualifications
Must-have
- Strong knowledge of the Financial Crime, legal and regulatory environment in relation to the wealth management businesses.
- Experience providing advice and guidance to the first line of defence in relation to AML regulatory requirements and expectations.
- Good understanding of AML/CTF and ABAC laws across Europe.
- Experience working within an AML Compliance department.
Nice-to-have
- Educated to degree level or similar/equivalent.
- Professional qualification in AML / Financial Crime.
Benefits
- A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation.
- Leaders who support your development through coaching and managing opportunities.
- Opportunities to work with the best in the field.
- Ability to make a difference and lasting impact.
- Work in a dynamic, collaborative, progressive, and high‑performing team.
- A world‑class training program in financial services.
Location & Working Hours
100 Bishopsgate, London, United Kingdom. Full time, 35 hrs per week.
12 Month FTC Associate Director, AML Wealth Advisory - Group Risk Management Division (London) employer: RBC
Join a dynamic and progressive team at our London office, where you will have the opportunity to make a meaningful impact in the field of AML Compliance within Wealth Management. We offer a comprehensive Total Rewards Program, world-class training, and a supportive work culture that prioritises your professional development and collaboration with industry leaders. With a focus on continuous improvement and compliance excellence, this role provides a unique chance to grow your expertise in a high-performing environment.
StudySmarter Expert Advice🤫
We think this is how you could land 12 Month FTC Associate Director, AML Wealth Advisory - Group Risk Management Division (London)
✨Network Like a Pro
Get out there and connect with people in the industry! Attend events, join online forums, and don’t be shy about reaching out to professionals on LinkedIn. We all know that sometimes it’s not just what you know, but who you know that can help you land that dream job.
✨Ace the Informational Interview
If you can, set up informational interviews with folks already working in AML or compliance roles. This is your chance to ask questions, learn about their experiences, and get insider tips. Plus, it shows your genuine interest in the field, which can really make you stand out!
✨Showcase Your Skills
When you get the chance to meet potential employers, whether at networking events or interviews, make sure to highlight your relevant skills and experiences. Use specific examples from your past work that demonstrate your knowledge of financial crime and AML regulations. We want to see how you can add value!
✨Apply Through Our Website
Don’t forget to check out our website for job openings! Applying directly through our site can give you an edge, as we often prioritise candidates who show a keen interest in our company. Plus, it’s super easy to navigate and find the right role for you!
We think you need these skills to ace 12 Month FTC Associate Director, AML Wealth Advisory - Group Risk Management Division (London)
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the role. Highlight your experience in AML compliance and financial crime risk management, as these are key for us. Use specific examples that showcase your skills and knowledge relevant to the job description.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the Associate Director role. Mention your understanding of AML regulations and how you can contribute to our team at StudySmarter.
Showcase Your Knowledge:In your application, demonstrate your strong knowledge of the financial crime landscape. Reference any relevant legislation or regulations you've worked with, and how you've applied this in previous roles. We love seeing candidates who are up-to-date with industry changes!
Apply Through Our Website:Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our dynamic team at StudySmarter!
How to prepare for a job interview at RBC
✨Know Your AML Stuff
Make sure you brush up on your knowledge of AML regulations and financial crime laws, especially those relevant to wealth management. Be ready to discuss how these regulations impact the business and share examples from your experience.
✨Showcase Your Advisory Skills
Prepare to talk about your experience providing advice to the first line of defence. Think of specific instances where your guidance made a difference in compliance or risk management, and be ready to explain your thought process.
✨Stay Updated on Regulations
Demonstrate that you’re proactive about keeping up with changes in AML legislation. Mention any recent seminars or training you've attended, and how you’ve applied that knowledge in your previous roles.
✨Collaborative Mindset
Highlight your ability to work well with others, especially in a team setting. Be prepared to discuss how you’ve collaborated with colleagues to improve systems and processes, and share any best practices you’ve implemented.
