At a Glance
- Tasks: Lead regulatory reporting and financial control, ensuring compliance and accuracy.
- Company: Join a respected firm with a collaborative and values-driven culture.
- Benefits: Competitive salary, professional development, and a supportive work environment.
- Other info: Opportunity for career growth and to enhance finance processes.
- Why this job: Make a real impact in finance while shaping a growing service.
- Qualifications: Fully qualified accountant with experience in regulated financial services.
The predicted salary is between 60000 - 75000 £ per year.
We are looking for a highly skilled and motivated Regulatory Reporting and Financial Control Manager to join our London-based team. This is a key role within Finance, responsible for delivering accurate and timely regulatory reporting, financial control, and tax compliance, ensuring robust and high-quality financial information. The role leads the Group’s regulatory reporting activities and acts as a key link between Finance, regulators, and external advisers. It also supports the development and oversight of Lombard lending, bringing valuable insight into lending frameworks and ongoing monitoring. As a trusted leader within Financial Control, you will act as a strong deputy to the Group Financial Controller, contributing to strategic decision-making, strengthening governance, and driving continuous improvement across finance processes.
Key Areas of Responsibility
- Regulatory Reporting and Prudential Oversight
- Lead the preparation and submission of all regulatory returns (including MIFIDPRU / IFPR), ensuring accuracy, timeliness, and compliance.
- Monitor and assess the Group’s capital adequacy and liquidity position, providing insightful internal reporting.
- Coordinate the preparation of ICARA and related regulatory documentation, working closely with Risk and key stakeholders.
- Act as a primary point of contact for regulatory queries, data requests, and supervisory interactions.
- Support the development and ongoing oversight of Lombard lending frameworks, including monitoring and review.
- Track and assess regulatory developments, advising on impacts and supporting the implementation of new prudential requirements.
- Tax Oversight
- Oversee interim and year-end current and deferred tax provisions.
- Review corporation tax and VAT returns prepared by advisers and act as the first point of contact for tax queries.
- Liaise with HMRC and external tax advisers on compliance, enquiries, and advisory matters.
- Support additional tax initiatives such as capital allowances or R&D claims where required.
- Other Responsibilities
- Support ledger integrity and financial control across the Group, ensuring key controls are designed, documented, and operating effectively.
- Review and prepare journals and balance sheet reconciliations where required.
- Provide technical accounting input on complex transactions, including share-based payments, investments, and acquisitions.
- Present technical information clearly to both technical and non-technical stakeholders.
- Contribute to due diligence activities and post-transaction integration where applicable.
- Own and enhance finance policies, procedures, and control documentation.
- Line manage and develop a direct report, promoting high performance and continuous development.
- Act as deputy to the Group Financial Controller, providing cover and escalation support.
- Collaborate closely with Finance, Risk, Compliance, and external advisers.
- Identify opportunities to improve efficiency, accuracy, and control across finance processes.
- Support first line risk responsibilities, including RCSA inputs, control testing, and KRI reporting.
- Take a proactive, solutions-focused approach to continuous improvement and issue resolution.
Qualifications & Experience
- Fully qualified accountant (ACA / ACCA / CIMA or equivalent).
- Post-qualification experience within a regulated financial services environment.
- Strong knowledge of UK regulatory reporting and prudential frameworks (FCA / PRA).
- Experience in financial control, tax oversight, and working with external advisers.
- Experience or exposure to lending environments (including Lombard lending) is highly desirable.
- People management or coaching experience (preferred).
Knowledge & Skills
- Strong technical accounting and regulatory expertise.
- Excellent attention to detail, with the ability to understand the broader commercial context.
- Confident communicator with strong stakeholder management skills.
- Ability to manage competing priorities and deadlines in a fast-paced environment.
- Proactive, resilient, and comfortable acting as a deputy and escalation point.
What We Offer
- A collaborative, values-driven culture where integrity and client-first thinking are paramount.
- The opportunity to shape a growing service within a respected and stable firm.
Regulatory Reporting and Financial Control Manager employer: Raymond James UK
Join our London-based team as a Regulatory Reporting and Financial Control Manager, where you will thrive in a collaborative, values-driven culture that prioritises integrity and client-first thinking. We offer a dynamic work environment with ample opportunities for professional growth, allowing you to shape a growing service within a respected and stable firm while contributing to strategic decision-making and continuous improvement across finance processes.
StudySmarter Expert Advice🤫
We think this is how you could land Regulatory Reporting and Financial Control Manager
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and regulatory reporting sectors. Attend industry events or webinars, and don’t be shy about introducing yourself. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for interviews by brushing up on your technical knowledge. Make sure you can discuss UK regulatory frameworks and financial control processes confidently. We recommend practising common interview questions with a friend or using mock interview platforms.
✨Tip Number 3
Showcase your expertise! Create a portfolio that highlights your achievements in regulatory reporting and financial control. Include examples of how you've improved processes or managed compliance effectively. This will set you apart from other candidates.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are genuinely interested in joining our team. So, get your application in and let’s make it happen!
We think you need these skills to ace Regulatory Reporting and Financial Control Manager
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experiences that match the job description. Highlight your regulatory reporting and financial control experience, as well as any relevant qualifications. We want to see how you can bring value to our team!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the Regulatory Reporting and Financial Control Manager role. Share specific examples of your achievements and how they relate to the responsibilities outlined in the job description.
Showcase Your Technical Skills:Since this role requires strong technical accounting and regulatory expertise, make sure to highlight these skills in your application. Mention any relevant software or tools you've used, and don't forget to include your knowledge of UK regulatory frameworks!
Apply Through Our Website:We encourage you to apply directly through our website for a smoother application process. This way, we can easily track your application and ensure it gets the attention it deserves. Plus, it shows us you're keen on joining our team!
How to prepare for a job interview at Raymond James UK
✨Know Your Regulations
Make sure you brush up on UK regulatory reporting and prudential frameworks, especially MIFIDPRU and IFPR. Being able to discuss these in detail will show that you're not just familiar with the basics but are ready to dive deep into the specifics.
✨Showcase Your Financial Control Skills
Prepare examples of how you've ensured financial control and compliance in previous roles. Highlight your experience with tax oversight and how you've managed interactions with HMRC or external advisers. This will demonstrate your capability to handle the responsibilities of the role.
✨Communicate Clearly
Practice explaining complex financial concepts in simple terms. You’ll need to present technical information to both technical and non-technical stakeholders, so being able to communicate effectively is key. Consider doing mock interviews with a friend to refine this skill.
✨Demonstrate Leadership Qualities
Since this role involves acting as a deputy to the Group Financial Controller, be prepared to discuss your people management experience. Share examples of how you've developed team members or led projects, showcasing your ability to drive continuous improvement and foster a collaborative environment.
