Raymond James UK in London is seeking a Compliance Officer on a 12-month fixed-term contract to reinforce our AML and regulatory controls within wealth management. You will work with the Compliance Manager & Deputy MLRO to monitor activity, review onboarding cases, and provide guidance on compliance queries.
Ideal candidates have knowledge of the UK FCA handbook, AML regulations, and experience in private client investment management, with strong analytical and stakeholder management skills.
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Wealth Compliance Officer – AML Focus (12-Month, London) employer: Raymond James UK
At Raymond James, we pride ourselves on fostering a culture that prioritises people and their financial wellbeing. As a Practice Management Business Partner, you will benefit from ongoing professional development and the opportunity to work closely with talented advisers, making a tangible impact on their success and client outcomes. Our commitment to values such as Client First and Integrity ensures a supportive environment where your coaching and strategic insights can thrive.
