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- Tasks: Support investment management services and build strong client relationships.
- Company: Dynamic investment firm focused on professional growth and compliance.
- Benefits: Competitive salary, career development, and a supportive team environment.
- Other info: Opportunity to learn about market trends and enhance your financial expertise.
- Why this job: Join a team making impactful investment decisions while developing your skills.
- Qualifications: Progress towards CISI Level 6 and experience in client-facing roles preferred.
The predicted salary is between 36000 - 60000 £ per year.
The Associate Investment Manager will support the delivery of investment management services to clients, ensuring all activity meets the highest professional standards and complies with FCA regulations. The role focuses on developing strong client relationships, supporting senior team members, and contributing to the Company's strategic growth objectives.
Manage, monitor, and administer client portfolios in line with agreed objectives, the Company's investment philosophy, and prevailing market views. Support the ongoing suitability assessment of client portfolios, ensuring alignment with Consumer Duty, client outcomes, and TCF requirements. Execute timely and accurate portfolio actions, including deployment of new funds, capital raises, CGT reviews, and restructuring of new or transferred-in portfolios. Assist with rebalancing, bulk switches, individual client reviews, and model maintenance within Figaro. Place execution-only orders promptly and accurately.
Client Relationship Support
- Act as an additional point of contact for designated clients, attending meetings, taking minutes, and ensuring timely follow-up actions.
- Ensure all client communications are actioned, recorded, and filed efficiently.
- Produce and dispatch client portfolio valuations within required regulatory timeframes.
- Maintain a strong understanding of broader wealth management services (e.g., financial planning, banking) to identify cross-selling opportunities.
Business Development
- Proactively identify and pursue new business opportunities through networking, intermediaries, and referrals.
- Support the wider team in business development activities, including preparing investment proposals, attending pitch meetings, and completing follow-up tasks.
Market Awareness & Professional Standards
- Maintain an up-to-date understanding of market conditions, investment trends, and professional developments.
- Ensure all actions are undertaken in clients' best interests and in full compliance with regulatory requirements.
- Promote a strong compliance culture across the division.
Team Support & Operational Excellence
- Delegate and oversee appropriate tasks to support staff, including administration of client transactions, back-office liaison, and handling client queries.
- Support and monitor changes to Company procedures, including charging structures and operational processes.
Qualifications & Experience:
- Progression toward CISI Level 6 (expected).
- Valid and maintained SPS.
- Ideally, experience in a client-facing role within investment management or a related financial services environment.
- Demonstrated ability to deliver excellent service to clients and stakeholders.
Knowledge & Skills:
- Strong understanding of investment processes, strategies, and asset classes, with the ability to articulate these clearly to clients.
- Knowledge of relevant regulatory frameworks, including FCA Consumer Duty and financial crime prevention requirements.
- Working understanding of financial planning services.
- Highly organised, resilient, and calm under pressure, with a methodical approach to work.
- Strong interpersonal, networking, and negotiation skills, with confidence to challenge and contribute effectively.
- Self-motivated, commercially aware, and able to work independently.
- Excellent attention to detail, particularly in written communication.
Associate Investment Manager in London employer: Raymond James UK
Contact Detail:
Raymond James UK Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Associate Investment Manager in London
✨Tip Number 1
Networking is key! Get out there and connect with professionals in the investment management field. Attend industry events, join relevant online forums, and don’t be shy about reaching out on LinkedIn. We all know that sometimes it’s not just what you know, but who you know!
✨Tip Number 2
Prepare for interviews like a pro! Research the company, understand their investment philosophy, and be ready to discuss how your skills align with their goals. Practise common interview questions and think of examples that showcase your client relationship skills. We want you to shine!
✨Tip Number 3
Follow up after interviews! A quick thank-you email can go a long way in showing your enthusiasm for the role. Mention something specific from the conversation to remind them of your fit for the Associate Investment Manager position. We love a proactive candidate!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we often have exclusive opportunities listed there. Let’s get you on board with us at StudySmarter!
We think you need these skills to ace Associate Investment Manager in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Associate Investment Manager role. Highlight relevant experience in investment management and client-facing roles, and don’t forget to showcase your understanding of FCA regulations and compliance.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about investment management and how your skills align with our strategic growth objectives. Be sure to mention any specific experiences that demonstrate your ability to build strong client relationships.
Showcase Your Market Awareness: In your application, demonstrate your understanding of current market conditions and investment trends. This shows us that you’re proactive and engaged in the industry, which is crucial for the role.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from our team!
How to prepare for a job interview at Raymond James UK
✨Know Your Stuff
Make sure you have a solid understanding of investment processes, strategies, and asset classes. Brush up on FCA regulations and Consumer Duty requirements, as these will likely come up in conversation. Being able to articulate these clearly will show that you're not just knowledgeable but also genuinely interested in the role.
✨Build Rapport
Since this role involves client relationship support, practice your interpersonal skills. Think about how you can connect with the interviewers and demonstrate your ability to build strong relationships. A friendly smile and genuine interest can go a long way in making a positive impression.
✨Showcase Your Organisational Skills
This position requires a methodical approach and excellent attention to detail. Prepare examples from your past experiences where you've successfully managed multiple tasks or projects. Highlight how you stay organised under pressure, as this will resonate well with the interviewers.
✨Be Proactive
Demonstrate your business development mindset by discussing any previous experiences where you've identified new opportunities or contributed to growth. Show that you're self-motivated and ready to take the initiative, whether it's through networking or supporting team activities.