At a Glance
- Tasks: Execute a risk-based Compliance Monitoring Plan and report on compliance findings.
- Company: Raymond James Financial, a leader in the financial services industry.
- Benefits: Competitive salary, comprehensive benefits, and opportunities for professional growth.
- Other info: Engage with senior stakeholders and communicate complex regulatory information effectively.
- Why this job: Join a dynamic team and help foster a strong compliance culture.
- Qualifications: Experience in Compliance Monitoring with equities and fixed income, strong analytical skills.
The predicted salary is between 50000 - 60000 £ per year.
Raymond James Financial is seeking a Compliance Officer in the UK responsible for executing a risk-based Compliance Monitoring Plan. The ideal candidate will have experience in Compliance Monitoring with equities and fixed income, ensuring adherence to regulations.
The role involves reporting on compliance findings and engaging with senior stakeholders to foster a strong compliance culture. Candidates should have strong analytical skills and a proven ability to communicate complex regulatory information effectively.
Senior Compliance Monitoring & Surveillance Officer employer: Raymond James Financial
Raymond James Financial is an exceptional employer that fosters a collaborative and dynamic work environment in the heart of London. With a strong emphasis on employee growth, we offer comprehensive training and development opportunities, ensuring that our team members thrive both personally and professionally. Our commitment to work-life balance and a supportive culture makes us an attractive choice for those seeking meaningful and rewarding careers in finance.
