Rathbones is seeking a Quality Control professional to help ensure suitability of client recommendations within Investment Risk. You will document assessments, justify decisions, and support the Front Office to meet FCA requirements.
Role involves collaborating with colleagues to enhance file quality, addressing potential conduct risk, and training teams on suitability processes. Strong regulatory knowledge and attention to detail are essential.
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Suitability QC Specialist for FCA Compliance in Liverpool employer: Rathbones
Rathbones is an excellent employer that fosters a collaborative and innovative work culture, particularly within our hybrid Business Delivery Change team. We offer a comprehensive remuneration package, including a pension, medical insurance, and discretionary bonuses, alongside ample opportunities for professional growth and development in the dynamic field of investment management.
