Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead a team to ensure quality and compliance in wealth management services.
- Company: Prestigious wealth management firm in the UK with a strong reputation.
- Benefits: Attractive benefits and flexible working arrangements for a balanced lifestyle.
- Why this job: Make a significant impact in financial planning and investment advice.
- Qualifications: Extensive wealth management experience and Level 4 Diploma in Financial Planning.
- Other info: Opportunity to lead and shape the future of wealth advice.
The predicted salary is between 60000 - 84000 £ per year.
A prestigious wealth management firm in the UK is looking for a Head of Advice to oversee quality and compliance in investment and financial planning services. The ideal candidate will have extensive experience in wealth management, a Level 4 Diploma in Financial Planning, and leadership skills to manage a team effectively.
Responsibilities include:
- Ensuring adherence to regulatory standards
- Developing advice propositions
- Managing the risk agenda
Attractive benefits and flexible working arrangements are offered.
Head of Wealth Advice, Quality & Risk Oversight employer: Rathbones
Contact Detail:
Rathbones Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Wealth Advice, Quality & Risk Oversight
✨Tip Number 1
Network like a pro! Reach out to your connections in the wealth management sector and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of regulatory standards and risk management. We recommend practising common interview questions related to compliance and quality oversight, so you can showcase your expertise confidently.
✨Tip Number 3
Don’t just apply anywhere; focus on firms that align with your values and career goals. Use our website to find roles that excite you and match your skills, especially in leadership and financial planning.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in leaving a positive impression. It shows your enthusiasm for the role and keeps you fresh in their minds as they make their decision.
We think you need these skills to ace Head of Wealth Advice, Quality & Risk Oversight
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the specific skills and experiences that align with the Head of Wealth Advice role. Highlight your leadership experience and any relevant qualifications, like your Level 4 Diploma in Financial Planning.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for overseeing quality and compliance in wealth management. Share your passion for the industry and how you can contribute to our team.
Showcase Your Experience: When detailing your past roles, focus on your achievements in wealth management and risk oversight. We want to see how you've successfully managed teams and ensured adherence to regulatory standards.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates during the process!
How to prepare for a job interview at Rathbones
✨Know Your Stuff
Make sure you brush up on your knowledge of wealth management and compliance standards. Familiarise yourself with the latest regulations and best practices in financial planning, as this will show your expertise and commitment to quality.
✨Showcase Leadership Skills
Prepare examples that highlight your leadership experience. Think about times when you've successfully managed a team or improved processes. This is your chance to demonstrate how you can lead and inspire others in the role of Head of Advice.
✨Understand the Company Culture
Research the firm’s values and culture. Tailor your responses to align with their mission and vision. Showing that you understand and fit into their culture can set you apart from other candidates.
✨Prepare Thoughtful Questions
Have a list of insightful questions ready to ask at the end of the interview. This could be about their approach to risk management or how they develop advice propositions. It shows your genuine interest in the role and helps you assess if it’s the right fit for you.
