Rathbones Plc is seeking a Compliance Adviser within the 2LOD Compliance Advice Wealth Advisory team. The role provides regulatory and compliance guidance to the RIM Investment Management business and supports with governance, reporting, and improvement of client outcomes.
The candidate will engage with multiple business lines, lead ad-hoc regulatory projects, and escalate conduct breaches for remediation, leveraging deep financial services experience.
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Wealth Compliance Lead - Investment Management employer: Rathbones Plc
Rathbones Plc is an exceptional employer that prioritises client service and investment excellence, fostering a collaborative work culture where senior professionals can thrive. With a strong emphasis on employee growth, you will have the opportunity to mentor junior colleagues while contributing to innovative strategies that drive business development. Located in a dynamic financial hub, Rathbones offers a supportive environment that values professional development and rewards high-quality outcomes for clients.
