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- Tasks: Lead product governance processes and ensure compliance with regulations for investment instruments.
- Company: Join Rathbones, a rewarding workplace focused on investing in your future.
- Benefits: Enjoy a hybrid work model, career progression, and the chance to share in our success.
- Why this job: Make a real impact in the wealth management industry while developing your skills.
- Qualifications: Five years' experience in wealth or investment management and strong analytical skills.
- Other info: Collaborative environment with opportunities for continuous improvement and professional growth.
The predicted salary is between 48000 - 72000 £ per year.
A rewarding place to work. At Rathbones, we invest in everyone's tomorrow that includes our people. We are always looking for future talent, and we can help you build a rewarding career with clear paths to progression and the opportunity to share in the success of our business.
Location: London (Hybrid)
Contract: Permanent
Purpose
To deliver processes to support the approval, monitoring, review and distribution of investment instruments and services in line with regulatory requirements. Ensure that product governance controls, Target Market Assessments (TMAs), product markers, and approval workflows are maintained, operated, and continuously improved, helping the firm deliver good client outcomes and meet its regulatory and internal governance obligations. Produce and analyse management information, manufacturer reports and fair value assessments and maintain policies and procedures to support product governance.
Outcomes for the role
- Lead on the development and implementation of the product approval and review framework, governed by the Product Governance Committee (ProdGovC).
- Lead and co-ordinate work to ensure regulatory and policy requirements are implemented and reported on.
- Maintain and enhance a suite of product templates, working cross-functionally to ensure compliance with proposition, operational and technical policy and procedures.
- Lead on responses to regulatory and ad-hoc reporting requirements, including responding to target market information requests, co-ordinating data collation and SME input as required to support.
- Engage with external stakeholders such as manufacturers, industry and regulatory consultation groups to ensure the incorporation of best industry practice.
- Develop, produce, analyse and report MI on product governance information, including target market assessment outcomes, to support product governance processes and decision-making.
- Respond to manufacturer requests relating to product governance.
- Lead on continuous improvement through analysis of product governance outcomes.
- Present proposals and MI to Product Governance Committee and other relevant governance, investment and management committees as required.
What skills and knowledge are we seeking?
- At least five years' prior experience of the wealth management or investment management industry.
- Direct experience in the field of product governance, preferably on the buy side.
- Good knowledge of relevant regulation, including Consumer Duty, PROD, MiFID II.
- Knowledge of industry norms and approach to regulatory implementation.
- Strong communication skills.
- Strong analytical and numerical skills.
- Process analysis, design and documentation.
- Highly organised, experienced in planning workloads against the background of changing priorities.
- Highly motivated self-starter able to work independently, taking the initiative to address complex problems.
- Thorough and accurate.
- Team player.
Product Governance Lead in City of London employer: Rathbones Group Plc
Contact Detail:
Rathbones Group Plc Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Product Governance Lead in City of London
✨Tip Number 1
Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by researching Rathbones and understanding their values and goals. Tailor your answers to show how your experience aligns with their mission of delivering good client outcomes.
✨Tip Number 3
Practice makes perfect! Conduct mock interviews with friends or use online resources to refine your responses. Focus on articulating your experience in product governance and how it relates to the role.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take that extra step to engage with us directly.
We think you need these skills to ace Product Governance Lead in City of London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Product Governance Lead role. Highlight your experience in wealth management and product governance, and don’t forget to mention any relevant regulations you’re familiar with, like MiFID II or Consumer Duty.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for Rathbones. Share specific examples of how you've led product governance initiatives or improved processes in your previous roles.
Showcase Your Analytical Skills: Since this role involves a lot of analysis, make sure to showcase your analytical skills in your application. Mention any tools or methods you’ve used to produce management information or assess target market outcomes.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from us!
How to prepare for a job interview at Rathbones Group Plc
✨Know Your Stuff
Make sure you brush up on your knowledge of product governance and the relevant regulations like Consumer Duty and MiFID II. Being able to discuss these topics confidently will show that you're not just familiar with the industry but also genuinely interested in it.
✨Showcase Your Experience
Prepare specific examples from your past roles that highlight your experience in product governance. Think about times when you led projects or improved processes, as this will demonstrate your capability to handle the responsibilities of the Product Governance Lead role.
✨Engage with Questions
Don’t hesitate to ask insightful questions during the interview. This could be about their current product governance processes or how they measure success in this role. It shows that you’re engaged and thinking critically about how you can contribute.
✨Be a Team Player
Emphasise your ability to work cross-functionally and collaborate with different teams. Share examples of how you've successfully worked with stakeholders in the past, as this is crucial for the role and will resonate well with the interviewers.
