At a Glance
- Tasks: Verify client records and ensure compliance with FCA requirements.
- Company: Join Rathbones, a leading UK wealth management firm.
- Benefits: Enjoy a hybrid working pattern and competitive salary.
- Other info: Opportunity for career growth in a supportive team environment.
- Why this job: Make a real difference in client advice and compliance.
- Qualifications: Attention to detail and strong documentation skills required.
The predicted salary is between 29700 - 36300 £ per year.
Rathbones, UK wealth management leader, seeks a QC Reviewer in Liverpool.
You will join the Quality Control team to verify that client records and recommendations meet FCA requirements and Rathbones guidance, ensuring the suitability of advice across the client lifecycle.
Working pattern is hybrid with 1x permanent role and 1x 12-month FTC.
The role emphasises detailed documentation, clear justification of suitability, and collaboration with the Front Office to raise file quality and compliance.
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QC Auditor: Client Suitability & Compliance in Liverpool employer: Rathbone Brothers
Rathbone Brothers in Sheffield is an exceptional employer, offering a dynamic work environment where you can develop your skills in wealth management while receiving comprehensive training and support. With a strong focus on employee growth, you will have access to professional qualifications and hands-on experience in client services, compliance, and investment strategies, all within a collaborative culture that values high-quality client experiences.
