At a Glance
- Tasks: Join a global team enhancing surveillance calibration and reporting methodologies.
- Company: Randstad Financial & Professional, a leader in compliance solutions.
- Benefits: Competitive salary, diverse work environment, and opportunities for professional growth.
- Other info: Collaborate with global teams and engage with senior management regularly.
- Why this job: Make a real impact in financial compliance while working with cutting-edge technology.
- Qualifications: Experience in surveillance activities and strong knowledge of regulatory requirements.
The predicted salary is between 50000 - 60000 £ per year.
Be a part of a global team that is responsible for developing, enhancing and maintaining the framework and methodologies relating to surveillance calibration, validation and optimization, analytics and reporting.
Execution of standards for surveillance scenario calibration, validation, optimization, analytics and reporting.
Responsible for performing scenario calibration and re-calibration employing statistical analysis and other quantitative measurements to improve the effectiveness and efficiency of surveillance alerts.
Perform validation and effectiveness reviews of various trade surveillances that involves an assessment of business specifications, regulatory coverage, product coverage, design implementation, etc.
Coordinate with Regional Heads of Surveillance and Regional Surveillance Leads to review quantitative output from calibrations and effectiveness reviews and to overlay qualitative elements to optimize scenarios and improve alert productivity.
Responsible for conceiving and developing (or working with Technology to develop) Surveillance metric dashboards and reporting packs for internal (Surveillance team) and external publication that involves performance, operational and risk metrics.
Contribute to the continuous improvement of the operating model for surveillance calibration, validation, optimization, analytics and reporting.
Identify areas of improvement based on the calibration and validation findings and other key inputs.
What program/technology/software knowledge is essential for this role?
- Nasdaq NTS (Smarts) - Calibration Implementation Workbench (essential)
- General Office Suite
- KX (First Derivatives)
- Trading Hub
Must have:
- Experience performing and/or supporting surveillance activities for institutional sales and trading businesses.
- Strong subject matter expertise on market abuse and strong technical knowledge of wealth management regulatory requirements.
- Strong knowledge of industry best practice relating to surveillance techniques and methodology.
- Experience working in a global organization with global teams across multiple regions, large and complex initiatives.
- Experience and communication skills necessary to interact regularly with senior management within Compliance and the business.
- Experience with effectively interacting and communicating surveillance standards and approach with internal auditors and external parties including regulators is a plus.
Randstad Financial & Professional encourage applications from individuals of all ages & backgrounds. Appointment will be made on merit alone but candidates must be able to demonstrate their ability to work in the UK.
Randstad Financial & Professional acts as an employment agency for permanent recruitment & an employment business for temporary recruitment as defined by the Conduct of Employment Agencies & Employment Business Regulations 2003.
Compliance officer- Surveillance Calibration/ reporting - Randstad Financial & Professional in London employer: Randstad Financial & Professional
Randstad Financial & Professional is an exceptional employer that fosters a collaborative and innovative work culture, providing employees with the opportunity to engage in meaningful projects within a global team. With a strong emphasis on professional development, employees benefit from continuous learning opportunities and the chance to contribute to industry-leading practices in compliance and surveillance. Located in the UK, the company values diversity and inclusion, ensuring a supportive environment where all backgrounds are welcomed and respected.
Contact Details:
Randstad Financial & Professional Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Compliance officer- Surveillance Calibration/ reporting - Randstad Financial & Professional in London
✨Tip Number 1
Network like a pro! Reach out to folks in the compliance and surveillance field on LinkedIn. Join relevant groups and engage in discussions to get your name out there and learn about potential job openings.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of market abuse regulations and surveillance techniques. We recommend practising common interview questions and scenarios related to compliance to show you’re ready for the role.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. Check out our website for openings at Randstad Financial & Professional, where you can find roles that match your skills perfectly.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in making a lasting impression. It shows your enthusiasm for the role and keeps you fresh in their minds as they make their decision.
We think you need these skills to ace Compliance officer- Surveillance Calibration/ reporting - Randstad Financial & Professional in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Officer role. Highlight your experience with surveillance calibration and any relevant statistical analysis skills. We want to see how your background aligns with the job description!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your expertise can contribute to our global team. Keep it concise but impactful, and don’t forget to mention your familiarity with Nasdaq NTS.
Showcase Your Technical Skills:Don’t shy away from listing your technical skills! Mention your experience with tools like KX and any other software relevant to surveillance activities. We love seeing candidates who are tech-savvy and ready to hit the ground running.
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and ensure it gets the attention it deserves. Plus, you’ll find all the details you need right there!
How to prepare for a job interview at Randstad Financial & Professional
✨Know Your Stuff
Make sure you brush up on your knowledge of surveillance calibration and reporting methodologies. Familiarise yourself with Nasdaq NTS (Smarts) and KX, as well as the latest industry best practices. Being able to discuss these topics confidently will show that you're serious about the role.
✨Showcase Your Analytical Skills
Prepare to discuss specific examples where you've performed scenario calibration or validation. Use quantitative measurements to highlight how your work improved alert productivity or effectiveness. This will demonstrate your hands-on experience and analytical prowess.
✨Communicate Clearly
Since this role involves interacting with senior management and external parties, practice articulating complex ideas in a straightforward manner. Think about how you can explain surveillance standards and methodologies without jargon, making it accessible for everyone.
✨Be Ready for Teamwork
This position requires collaboration with global teams, so be prepared to discuss your experience working in diverse environments. Share examples of how you've coordinated with different stakeholders to achieve common goals, showcasing your ability to work effectively in a team.
