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For Companies At a Glance
- Tasks: Oversee CASS compliance and regulatory reporting in a collaborative team.
- Company: Join a leading Wealth Management firm in London with a dynamic culture.
- Benefits: Hybrid work model, competitive salary, and opportunities for professional growth.
- Why this job: Make a real impact in client asset protection while developing your skills.
- Qualifications: Minimum 2 years of UK Client Assets experience required.
- Other info: Training provided on systems like Avaloq and RegData.
The predicted salary is between 36000 - 60000 £ per year.
Location: London (100 Bishopsgate) | Hybrid: 4 days onsite Contract: 12 Months
The Role
Join our Client Asset Protection team within the Wealth Management COO office. We are a collaborative team of eight subject matter experts seeking a Senior Associate to oversee CASS compliance and regulatory reporting.
Key Responsibilities
- CASS 8 Oversight: Manage mandate lists and perform extractions/validations.
- Reporting: Produce key MI and support CMAR submissions via the FCA RegData portal.
- Audit & Control: Manage CASS Resolution Pack (RP) attestations and assist with audit requests.
- Advisory: Review regulatory policy statements and provide oversight for new business programs.
- Representation: Deputise for the manager in committees and forums.
Requirements
- Experience: Minimum 2 years of UK Client Assets (CASS) experience is essential.
- Skills: Self-starter with a collaborative mindset.
- Systems: Knowledge of Avaloq, RegData, or PwC Connect is a plus (training provided).
- Nice-to-Have: Knowledge of FSCS/Depositor protection or data analytics.
180356 - Risk Analyst - Proficient employer: Randstad Finance
Contact Detail:
Randstad Finance Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land 180356 - Risk Analyst - Proficient
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance sector, especially those who work in risk management. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by researching the company and its culture. Understand their approach to CASS compliance and be ready to discuss how your experience aligns with their needs. We want you to shine!
✨Tip Number 3
Practice common interview questions related to risk analysis and compliance. Mock interviews with friends or mentors can help you feel more confident and articulate your thoughts clearly.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace 180356 - Risk Analyst - Proficient
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Risk Analyst role. Highlight your CASS experience and any relevant skills that match the job description. We want to see how you fit into our team!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the Client Asset Protection team. Share specific examples of your past work that relate to the responsibilities listed.
Showcase Your Collaborative Spirit: Since we value teamwork, make sure to mention any experiences where you've worked collaboratively. Whether it's in previous roles or projects, we want to know how you contribute to a team environment.
Apply Through Our Website: Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it makes the process smoother for everyone involved.
How to prepare for a job interview at Randstad Finance
✨Know Your CASS Inside Out
Make sure you brush up on your knowledge of the Client Assets Sourcebook (CASS) regulations. Be prepared to discuss your previous experience with CASS compliance and how you've managed mandate lists or performed validations in the past.
✨Showcase Your Reporting Skills
Since you'll be producing key management information (MI) and supporting CMAR submissions, come ready to talk about your experience with reporting tools. If you’ve worked with RegData or similar systems, highlight that experience and any challenges you overcame.
✨Demonstrate Your Collaborative Spirit
This role requires a self-starter with a collaborative mindset. Think of examples where you’ve worked effectively in a team, especially in high-pressure situations. Be ready to share how you’ve contributed to group projects or committees.
✨Prepare for the Audit & Control Discussion
Familiarise yourself with audit processes and CASS Resolution Pack attestations. Be prepared to discuss how you’ve handled audit requests in the past and what steps you took to ensure compliance and accuracy.
