At a Glance
- Tasks: Lead compliance reviews and ensure high-quality documentation in a dynamic environment.
- Company: Join Railpen, a key player in managing £34 billion in assets.
- Benefits: Enjoy competitive salary, generous leave, and flexible working options.
- Other info: Embrace a culture of integrity and community with excellent career growth.
- Why this job: Make a real impact in compliance while working with a supportive team.
- Qualifications: 5+ years in compliance monitoring with strong FCA knowledge.
The predicted salary is between 55000 - 65000 £ per year.
We’re looking for a Senior Compliance Monitoring Associate to join our compliance team on a permanent basis, working hybrid, London office. Railpen is responsible for the safekeeping and investment of around £34 bln in assets and the administration of several pension schemes, including the Railways Pension Scheme – one of the UK’s largest and longest established pension funds.
Role Overview
In this role, you’ll take the lead on delivering thematic (assurance) reviews as part of our annual Compliance Monitoring Plan. You’ll own reviews end‑to‑end from planning through to reporting and follow‑up, working closely with the Compliance Monitoring Manager and stakeholders across the business.
Key Responsibilities
- Ensure reviews are executed in line with the established framework, meeting key milestones and quality expectations.
- Produce high‑quality draft documentation, including Terms of Reference and final reports.
- Provide regular updates and escalate risks or issues in a timely manner.
- Collaborate with stakeholders to maintain professional and collaborative relationships throughout the review process.
- Track and follow up on actions, ensuring they are progressed and completed within agreed timelines.
- Support the Compliance Monitoring Manager with the delivery of the broader monitoring plan and ad‑hoc review activity.
Eligibility
This role is not eligible for visa sponsorship; applicants must have the legal right to work in the UK.
The Ideal Candidate
- Significant experience (typically 5+ years) conducting compliance monitoring thematic reviews within the asset‑management sector.
- Strong understanding of FCA rules and regulations and how they apply in practice.
- Knowledge of pensions and The Pensions Regulator (TPR) environment (desirable).
- Excellent attention to detail and the ability to produce high‑quality written outputs.
- Confidence to take ownership of work, managing priorities with minimal supervision.
- Strong interpersonal skills, with the ability to build effective relationships across teams.
- Collaborative mindset, comfortable working with others and contributing to shared outcomes.
- A relevant industry qualification (desirable).
Values
Our values of integrity, community and alignment are guiding principles that shape our behaviour. They help us make decisions and shape our relationships with others, and we actively demonstrate them to create a safe, fair and supportive environment for our members.
Benefits
- Competitive salary (depending on experience).
- 28 days annual leave plus bank holidays.
- Generous annual bonus plan.
- Membership of the Railways Pension Scheme – defined benefit arrangement providing pension for life and a lump sum upon retirement.
- 4x Life Assurance cover.
- Private Medical Insurance.
- Employee assistance programme.
- Health cash plan.
- Eye care vouchers.
- Flu vaccination.
- Hybrid and flexible working options.
- Generous family leave – 12 months full‑pay maternity leave and 6 months full‑pay paternity leave.
- Buy‑and‑sell holidays.
- Paid volunteering days.
- Flexible half‑day leave.
- Electric vehicle leasing.
- Cycle‑to‑work scheme.
Next Steps
Please apply via the apply button or visit Careers by Friday 12th June 2026. Railpen is committed to creating an inclusive and diverse environment, and we value diversity and welcome people from all backgrounds and walks of life.
Senior Compliance Monitoring Associate employer: Railpen Limited
Railpen is an exceptional employer, offering a supportive and inclusive work culture that prioritises integrity and community. With competitive salaries, generous benefits including a defined benefit pension scheme, and flexible working options, employees are empowered to thrive both personally and professionally in the vibrant city of London. The company fosters growth through collaborative teamwork and provides ample opportunities for professional development, making it an ideal place for those seeking meaningful and rewarding careers in compliance monitoring.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Monitoring Associate
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and asset management sectors. A friendly chat can lead to insider info about job openings or even a referral, which can give you a leg up in the application process.
✨Tip Number 2
Prepare for interviews by researching the company and its compliance practices. Show us that you understand their values and how your experience aligns with their needs. Tailor your responses to highlight your relevant skills and experiences.
✨Tip Number 3
Practice makes perfect! Conduct mock interviews with friends or mentors to refine your answers and boost your confidence. The more comfortable you are discussing your experience, the better you'll perform when it counts.
✨Tip Number 4
Don’t forget to follow up after interviews! A quick thank-you email can leave a lasting impression and show your enthusiasm for the role. Plus, it keeps you on their radar as they make their decision.
We think you need these skills to ace Senior Compliance Monitoring Associate
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter to highlight your experience in compliance monitoring, especially within the asset management sector. We want to see how your skills align with our needs!
Showcase Your Attention to Detail:Since this role requires high-quality written outputs, ensure your application is free from typos and errors. We appreciate clarity and precision, so take the time to proofread your documents before submitting.
Demonstrate Your Collaborative Spirit:In your application, mention examples of how you've built effective relationships across teams. We value a collaborative mindset, so let us know how you’ve worked with others to achieve shared outcomes.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Don’t miss out on this opportunity!
How to prepare for a job interview at Railpen Limited
✨Know Your Compliance Stuff
Make sure you brush up on FCA rules and regulations, especially how they apply in the asset management sector. Being able to discuss these confidently will show that you’re not just familiar with the basics but have a solid understanding of the compliance landscape.
✨Prepare Your Documentation
Since you'll be producing high-quality draft documentation, practice writing clear and concise reports or Terms of Reference. Bring examples of your previous work to the interview to demonstrate your attention to detail and ability to deliver quality outputs.
✨Show Off Your Interpersonal Skills
This role requires collaboration with various stakeholders, so be ready to share examples of how you've built effective relationships in past roles. Highlight your ability to communicate clearly and work well with others to achieve shared outcomes.
✨Be Ready to Discuss Your Experience
With 5+ years of experience expected, prepare to talk about specific thematic reviews you've conducted. Be ready to discuss challenges you faced, how you managed them, and the impact of your work on compliance monitoring plans.
