At a Glance
- Tasks: Own the compliance function and develop policies for crypto and equities.
- Company: Fast-growing trading firm founded by ex-Citadel Securities traders.
- Benefits: Competitive salary, relocation support, and a great quality of life in Jersey.
- Other info: Thriving entrepreneurial environment with direct access to senior management.
- Why this job: Make a real impact by building compliance from the ground up.
- Qualifications: Experience in compliance within financial services and strong regulatory knowledge.
The predicted salary is between 59400 - 72600 £ per year.
- Senior Compliance Officer | Jersey Island | Full-Time | Relocation Provided
- About the Firm
We are partnering with a fast-growing high-frequency proprietary trading firm founded in 2022 by senior traders from Citadel Securities.
Now approximately 40 employees, the firm is entering an exciting phase of growth, expanding beyond cryptocurrency trading and building out its equities business.
As part of this expansion, the firm is looking to strengthen its compliance function across both crypto and traditional financial markets.
They are seeking an experienced compliance professional to take ownership of the function, establish the regulatory framework for the growing equities business and work closely with senior management.
This is a hands-on opportunity to join a growing business where you can have genuine ownership, build processes from the ground up and make a direct impact.
Key Responsibilities
- Take ownership of the firm's day-to-day compliance function.
- Develop and maintain compliance policies, procedures and internal controls.
- Establish the compliance framework for the growing equities business.
- Oversee AML/KYC and broader financial crime controls.
- Advise senior management on regulatory obligations and compliance risks.
- Liaise with regulators, external legal advisers and key stakeholders.
- Help build and develop the wider compliance function.
- Ideal Candidate
- Experience in compliance within financial services, ideally proprietary trading, hedge funds or digital assets.
- Strong understanding of regulatory frameworks, AML/KYC and financial crime.
- Comfortable working autonomously and taking ownership.
- Commercially minded and confident engaging with senior management.
- Thrives in a fast-paced, entrepreneurial environment.
Why Join?
- Join a trading firm founded by senior talent from Citadel Securities.
- Take ownership of the compliance function across crypto and equities.
- Work directly with senior management and influence the firm's growth.
- Opportunity to build a function rather than maintain an established structure.
- Relocate to Jersey, offering an attractive tax environment and excellent quality of life.
- Highly competitive compensation and relocation support.
- #J-18808-Ljbffr
Compliance Officer in London employer: Radley James
As a leading proprietary trading firm in London, we pride ourselves on fostering a dynamic and innovative work culture that empowers our employees to excel in their roles. With a strong focus on digital asset markets and a commitment to investing in cutting-edge technology, we offer exceptional growth opportunities for C++ Quant Developers to collaborate closely with traders and researchers in a high-performance environment. Our emphasis on engineering quality and performance ensures that you will be part of a team that values your contributions and supports your professional development.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Officer in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Radley James looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Officer in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Radley James. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Radley James
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Radley James’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!